Henry Talamantes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Talamantes was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2008. Henry had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2013 - March 27, 2015
PURSHE KAPLAN STERLING INVESTMENTS
September 6, 2013 - March 26, 2015
STRATEGIC WEALTH PLANNING
August 9, 2010 - September 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2010 - September 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 2008 - August 18, 2009
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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