Corissa A. Moos
Professional summary
Corissa Ann Moos, who also goes by Corissa Ann Paulson, is a registered financial advisor currently at SIEBEN WEALTH PLANNING LLC located in Wayzata, Minnesota.
Corissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Corissa has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Corissa Ann Moos's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2022 - Present
SIEBEN WEALTH PLANNING LLC
November 10, 2015 - January 15, 2022
RBC CAPITAL MARKETS, LLC
November 9, 2015 - January 15, 2022
RBC CAPITAL MARKETS, LLC
October 31, 2013 - October 13, 2015
MORGAN STANLEY
October 31, 2013 - October 13, 2015
MORGAN STANLEY
July 13, 2011 - September 20, 2013
RBC CAPITAL MARKETS, LLC
March 9, 2011 - September 20, 2013
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
SIEBEN WEALTH PLANNING LLC
CRD#: 315368 / SEC#: 801-122180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2022)
(4/19/2023)
Exams
Current Firm
SIEBEN WEALTH PLANNING LLC
CRD#: 315368 / SEC#: 801-122180
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 139,983,586 |
Red Flags
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