Deng Gong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deng Gong was a registered financial professional .
Deng is a previously registered financial professional and started their career in finance in 2008. Deng had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - August 6, 2025
STRATEGIC ADVISERS LLC
August 27, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 18, 2021 - August 6, 2025
FIDELITY BROKERAGE SERVICES LLC
May 1, 2019 - November 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2019 - November 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2015 - August 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2015 - August 15, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 30, 2011 - October 7, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 30, 2011 - October 7, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 2010 - January 18, 2011
U.S. BANCORP ADVISORS, LLC
December 13, 2010 - January 18, 2011
U.S. BANCORP ADVISORS, LLC
December 2, 2008 - November 2, 2010
WELLS FARGO INVESTMENTS, LLC
November 11, 2008 - November 2, 2010
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
