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TT

Thomas A. Thiel

JWTT
Bend, OR
Some features on this profile are disabled
CRD#: 5581270
TT
Thomas Andrew ThielJWTT

Professional summary

Thomas Andrew Thiel, who also goes by Thomas A Thiel, Thomas Andrew Thiel Mr, Tom Thiel, is a registered financial professional currently at JWTT, LLC located in Bend, Oregon.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Aliases

Thomas A Thiel | Thomas Andrew Thiel Mr | Tom Thiel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Andrew Thiel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2019 - Present

JWTT, LLC

Office #2: 12 Crown Plaza Suite 201-a, Hazlet, NJ 07730
BD
CRD#: 299410
Bend, OR
Past

October 9, 2014 - August 26, 2019

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PORTLAND, OR
Past

September 24, 2008 - October 6, 2014

MCADAMS WRIGHT RAGEN, INC.

BD
CRD#: 45899
PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/30/2019)
RR
Arkansas
(7/6/2026)
RR
California
(8/27/2019)
RR
Delaware
(4/20/2026)
RR
Florida
(10/29/2019)
RR
Georgia
(5/21/2026)
RR
Hawaii
(6/26/2026)
RR
Idaho
(8/28/2019)
RR
Illinois
(11/5/2019)
RR
Kentucky
(4/20/2026)
RR
Louisiana
(4/20/2026)
RR
Maryland
(6/26/2026)
RR
Minnesota
(6/26/2026)
RR
Montana
(6/26/2026)
RR
Nebraska
(7/14/2026)
RR
New Hampshire
(5/27/2026)
RR
New Jersey
(11/6/2019)
RR
New York
(9/3/2019)
RR
North Carolina
(6/26/2026)
RR
Oklahoma
(6/26/2026)
RR
Oregon
(8/26/2019)
RR
Pennsylvania
(8/29/2019)
RR
Texas
(9/25/2019)
RR
Utah
(5/18/2026)
RR
Virginia
(6/26/2026)
RR
Washington
(8/28/2019)
RR
West Virginia
(6/26/2026)
RR
Wyoming
(6/26/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/10/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Status Unavailable
Passed: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Status Unavailable
Passed: 11/17/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/23/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 9/12/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JL
JWTT, LLC
JWTT INC. | JWTT, LLC

CRD#: 299410 / SEC#: , 8-70242

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
12 Crown Plaza Suite 201-a, Hazlet, NJ 07730
Mailing Address
12 Crown Plaza Suite 201-a, Hazlet, NJ 07730
Phone number
(971) 323-0700
Established
Delaware since 05/01/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (44 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAULSON CAPITAL HOLDING COMPANY, LLCOWNER
CLARK, CHRISTOPHER STEVENDIRECTOR1952666
INGRASSIA, ALBERTCEO2420276
PARIGIAN, THOMAS STEWARTDIRECTOR1398840
SETTEDUCATI, ROBERT JOSEPHDIRECTOR1352722
SORRENTINO, RICHARD ANTHONYCHIEF COMPLIANCE OFFICER430898
WINKS, MALCOLM ALEXANDERCFO, FINOP5153752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JWTT, LLC

CRD#: 299410Bend, OR

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