Thomas A. Thiel
Professional summary
Thomas Andrew Thiel, who also goes by Thomas A Thiel, Thomas Andrew Thiel Mr, Tom Thiel, is a registered financial professional currently at JWTT INC. located in Bend, Oregon.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Andrew Thiel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2019 - Present
JWTT INC.
Office #2: 19980 Jw Brown Rd, Bend, OR 97703October 9, 2014 - August 26, 2019
WEDBUSH SECURITIES INC.
September 24, 2008 - October 6, 2014
MCADAMS WRIGHT RAGEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2019)
(8/27/2019)
(10/29/2019)
(8/28/2019)
(11/5/2019)
(11/6/2019)
(9/3/2019)
(8/26/2019)
(8/29/2019)
(9/25/2019)
(8/28/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/17/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
JWTT INC.
CRD#: 299410 / SEC#: , 8-70242
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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