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Benjamin Thomas Teeling

PRUDENTIAL ANNUITIES DISTRIBUTORS
Ypsilanti, MI
·CRD# 5581023·18 years experience

Professional Summary

Benjamin Thomas Teeling, who also goes by Ben Teeling, Benjamin Teeling, is a registered financial advisor currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Ypsilanti, Michigan. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Teeling, Benjamin Teeling

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

Current

PRUDENTIAL ANNUITIES DISTRIBUTORS, INCCurrent·CRD# 21570
BD
Ypsilanti, MI
December 16, 2019 - Present

Past

ALLIANZ LIFE FINANCIAL SERVICES, LLCPast·CRD# 612
BD
Golden Valley, MN
August 22, 2013 - December 4, 2019
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Hopkins, MN
June 17, 2011 - August 21, 2013
PARK AVENUE SECURITIES LLCPast·CRD# 46173
BD
Bloomington, MN
May 14, 2010 - June 23, 2011
EQUITABLE ADVISORS, LLCPast·CRD# 6627
RIA
Minneapolis, MN
November 5, 2009 - April 1, 2010
EQUITABLE ADVISORS, LLCPast·CRD# 6627
BD
Minneapolis, MN
September 23, 2008 - April 1, 2010

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Current Firm

PA
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

AMERICAN SKANDIA MARKETING, INC. | PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570 / SEC#: 8-39058
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Corporate Drive, Shelton, CT 06484

Mailing Address

One Corporate Drive, Shelton, CT 06484

Phone Number

(800) 628-6039

Established

Delaware since 09/08/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE PRUDENTIAL INSURANCE COMPANY OF AMERICASHAREHOLDER COMMON—
HAGGERTY, SCOTT PETERPRESIDENT2619329
HAGGERTY, SCOTT PETERCHIEF EXECUTIVE OFFICER2619329
MCGRATH, SHANE THOMASCHIEF COMPLIANCE OFFICER4458909
SMIT, ROBERT PHILIPFINOP, CFO2332366
THOMSEN, JORDAN KCHIEF LEGAL OFFICER AND SECRETARY2821664

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/16/2019)
RR
Florida
(6/14/2022)
RR
Iowa
(12/16/2019)
RR
New Mexico
(1/24/2025)
RR
South Dakota
(12/16/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Benjamin Thomas Teeling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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