Daniel V. Oconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Vincent Oconnell was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2014 - May 28, 2015
PENNANT MANAGEMENT INC
June 8, 2012 - May 28, 2013
BMO ASSET MANAGEMENT CORP.
December 4, 2008 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
PENNANT MANAGEMENT INC
CRD#: 106974 / SEC#: 801-49007
Contact information
Red Flags
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