DM
Dustin M. Mccarty
WASATCH ADVISORS LP
Salt Lake City, UT 84108
Some features on this profile are disabled
CRD#: 5580646
DM
Professional summary
Dustin Mark Mccarty, AIF®, who also goes by Dustin Mccarty, is a registered financial advisor currently at WASATCH ADVISORS LP located in Salt Lake City, Utah and ALPS DISTRIBUTORS, INC. located in Salt Lake City, Utah.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Dustin has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dustin Mccarty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WASATCH ADVISORS LP, INVESTMENT RELATED, 505 WAKARA WAY 3RD FLOOR SALT LAKE CITY UT 84108, INVESTMENT MANAGEMENT, HEAD OF GLOBAL CLIENT AND DISTRBUTION, 160 HRS/MON, 130 HRS/MON DURING TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Mark Mccarty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 6, 2012 - Present
WASATCH ADVISORS LP
Office #1: 505 Wakara Way 3rd Floor, Salt Lake City, UT 84108RIA
CRD#: 106081
Salt Lake City, UT
Current
August 20, 2012 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 505 Wakara Way 3rd Floor, Salt Lake City, UT 84108BD
CRD#: 16853
Salt Lake City, UT
Past
February 24, 2009 - August 5, 2010
WASATCH ADVISORS LP
RIA
CRD#: 106081
SALT LAKE CITY, UT
Past
October 21, 2008 - August 6, 2010
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WASATCH ADVISORS LP
CROSS CREEK CAPITAL | WASATCH GLOBAL INVESTORS | WASATCH CROSS CREEK CAPITAL | WASATCH ADVISORS LP | WASATCH ADVISORS INC | CROSS CREEK CAPITAL, GP, L.P. ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS II GP, LLC ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS
CRD#: 106081 / SEC#: 801-11095
RIA
Registered Investment Advisory firm - (10/23/1975 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2012)
RR
Alaska(8/20/2012)
RR
Arizona(8/20/2012)
RR
Arkansas(8/20/2012)
RR
California(8/20/2012)
RR
Colorado(8/20/2012)
RR
Connecticut(8/20/2012)
RR
Delaware(8/20/2012)
RR
District of Columbia(8/20/2012)
RR
Florida(8/20/2012)
RR
Georgia(8/20/2012)
RR
Hawaii(8/20/2012)
RR
Idaho(8/20/2012)
RR
Illinois(8/20/2012)
RR
Indiana(8/20/2012)
RR
Iowa(8/20/2012)
RR
Kansas(8/20/2012)
RR
Kentucky(8/20/2012)
RR
Louisiana(8/20/2012)
RR
Maine(8/20/2012)
RR
Maryland(8/20/2012)
RR
Massachusetts(8/20/2012)
RR
Michigan(8/20/2012)
RR
Minnesota(8/20/2012)
RR
Mississippi(8/20/2012)
RR
Missouri(8/20/2012)
RR
Montana(8/20/2012)
RR
Nebraska(8/20/2012)
RR
Nevada(8/20/2012)
RR
New Hampshire(8/20/2012)
RR
New Jersey(8/20/2012)
RR
New Mexico(8/20/2012)
RR
New York(8/20/2012)
RR
North Carolina(8/20/2012)
RR
North Dakota(8/20/2012)
RR
Ohio(8/21/2012)
RR
Oklahoma(8/20/2012)
RR
Oregon(8/20/2012)
RR
Pennsylvania(8/20/2012)
RR
Puerto Rico(8/20/2012)
RR
Rhode Island(8/20/2012)
RR
South Carolina(8/20/2012)
RR
South Dakota(8/20/2012)
RR
Tennessee(8/20/2012)
RR
Texas(8/20/2012)
IAR
Utah(7/6/2012)
RR
Utah(8/20/2012)
RR
Vermont(8/20/2012)
RR
Virgin Islands(8/20/2012)
RR
Virginia(8/20/2012)
RR
Washington(8/20/2012)
RR
West Virginia(8/20/2012)
RR
Wisconsin(8/20/2012)
RR
Wyoming(8/20/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WASATCH ADVISORS LP
CROSS CREEK CAPITAL | WASATCH GLOBAL INVESTORS | WASATCH CROSS CREEK CAPITAL | WASATCH ADVISORS LP | WASATCH ADVISORS INC | CROSS CREEK CAPITAL, GP, L.P. ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS II GP, LLC ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS
CRD#: 106081 / SEC#: 801-11095
RIA
Registered Investment Advisory firm - (10/23/1975 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
505 Wakara Way 3rd Floor, Salt Lake City, UT 84108
Mailing Address
Phone number
(801) 533-0777
Established
Firm type
Fiscal year end
# of Employees
96
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 27,916,763,225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WASATCH ADVISORS LP
CRD#: 106081Salt Lake City, UT 84108TRUST BUT VERIFY
Monitor Dustin Mccarty
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
