Theodore S. Ebner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Smith Ebner was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2008. Theodore had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2019 - May 23, 2022
EBNER FINANCIAL GROUP
November 19, 2014 - November 16, 2018
TRIAD ADVISORS LLC
September 27, 2011 - November 18, 2011
TRIAD ADVISORS LLC
September 27, 2011 - December 4, 2012
TRIAD ADVISORS LLC
August 3, 2011 - August 18, 2011
STERLING ENTERPRISES GROUP, INC.
September 29, 2010 - August 17, 2011
EBNER FINANCIAL GROUP
September 19, 2008 - December 31, 2009
CAPITAL INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EBNER FINANCIAL GROUP
CRD#: 158781 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 40,000,000 |
Red Flags
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