Susan J. Gitt
Professional summary
Susan Jane Gitt, who also goes by Susan Jane Gitt Mrs., Susan Jane Schultz, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2008. Susan has worked at 7 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Jane Gitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2016 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606June 3, 2013 - October 28, 2016
EDI FINANCIAL, INC.
February 22, 2011 - May 30, 2013
ALLIED BEACON PARTNERS, INC.
March 23, 2010 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
November 13, 2009 - March 24, 2010
OAK STREET SECURITIES, INC.
November 13, 2008 - October 13, 2009
MICG INVESTMENT MANAGEMENT, LLC
September 8, 2008 - November 7, 2008
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2018)
(10/28/2016)
(10/28/2016)
(10/28/2016)
(10/28/2016)
(10/28/2016)
(12/19/2023)
(4/28/2017)
(1/24/2017)
(1/17/2017)
(2/13/2017)
(7/19/2019)
(4/27/2018)
(9/22/2022)
(4/7/2017)
(4/6/2017)
(11/30/2017)
(10/28/2016)
(4/28/2017)
(10/28/2016)
(8/13/2018)
(10/28/2016)
(1/23/2017)
(4/20/2017)
(1/10/2017)
(11/8/2016)
(10/28/2016)
(2/6/2020)
(8/3/2017)
Exams
FINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
