John A. Dell
Professional summary
John Adam Dell is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .
John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Adam Dell's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2011 - Present
VENTUM FINANCIAL (US) CORP.
Office #1: 1900 - 666 Burrard Street, Vancouver, V6C 3N1November 19, 2008 - June 14, 2010
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2011)
(9/28/2023)
(2/2/2011)
(2/2/2011)
(2/2/2011)
(2/2/2011)
(1/28/2019)
Exams
Series 37
Date: 11/18/2008
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
VENTUM FINANCIAL (US) CORP.
CRD#: 127404 / SEC#: , 8-65995
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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Company Information
VENTUM FINANCIAL (US) CORP.
CRD#: 127404Vancouver, V6C 3N1TRUST BUT VERIFY
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