David K. Musser

MUSSER FINANCIAL PLANNING

Scottsdale, AZ

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CRD#: 5580107

Professional summary

David Kenneth Musser, CFP®, who also goes by David K Musser, is a registered financial advisor currently at MUSSER FINANCIAL PLANNING, LLC located in Scottsdale, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David K Musser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Kenneth Musser is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Musser Financial Planning, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any Musser Financial Planning, LLC representative in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kenneth Musser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

February 22, 2019 - Present

MUSSER FINANCIAL PLANNING, LLC

RIA

CRD#: 299930

Scottsdale, AZ

Past

February 24, 2016 - November 23, 2018

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

Phoenix, AZ

Past

September 11, 2008 - February 19, 2016

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2008

General Securities Representative Examination

Current Firm

MUSSER FINANCIAL PLANNING, LLC

CRD#: 299930 / SEC#:

Arizona

Registered Investment Advisory firm - (2/22/2019 Approved)

Utah

Registered Investment Advisory firm - (3/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(480) 707-8420

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 4,162,078

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David K. Musser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kenneth Musser's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUSSER FINANCIAL PLANNING, LLC

EDELMAN FINANCIAL ENGINES

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2008

SIE

Date: 2/19/2016

Series 7

Date: 9/10/2008

Current Firm

MUSSER FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MUSSER FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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