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JC

Julianna Castro

Some features on this profile are disabled
CRD#: 5580098
JC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julianna Castro, who also goes by Julianna Castro-redondo, was a registered financial professional .

Julianna is a previously registered financial professional and started their career in finance in 2008. Julianna had worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Julianna Castro-Redondo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 30, 2009 - November 7, 2023

NOCTUA INTERNATIONAL WMG, LLC

RIA
CRD#: 151170
MIAMI, FL
Past

November 6, 2008 - September 1, 2009

GUGGENHEIM INVESTMENT ADVISORS, LLC

RIA
CRD#: 108263
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NOCTUA INTERNATIONAL WMG, LLC
NOCTUA | NOCTUA PARTNERS | NOCTUA INTERNATIONAL WMG, LLC | NOCTUA ASSET MANAGEMENT, LLC (RELYING ADVISER) | NOCTUA ASSET GP, LLC (RELYING ADVISER)

CRD#: 151170 / SEC#: 801-70538

RIA
Registered Investment Advisory firm - (9/2/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/18/2008
Uniform Investment Adviser Law Examination

Current Firm

NI
NOCTUA INTERNATIONAL WMG, LLC
NOCTUA | NOCTUA PARTNERS | NOCTUA INTERNATIONAL WMG, LLC | NOCTUA ASSET MANAGEMENT, LLC (RELYING ADVISER) | NOCTUA ASSET GP, LLC (RELYING ADVISER)

CRD#: 151170 / SEC#: 801-70538

RIA
Registered Investment Advisory firm - (9/2/2009 Approved)
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Contact information

Main Address
2011 S Miami Ave, Miami, FL 33129
Mailing Address
Phone number
(786) 220-0330
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NOCTUA PARTNERS (3/24/2025)

Regulatory assets under management

Total Number of Accounts165
AUM (Assets Under Management)$ 387,133,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOCTUA INTERNATIONAL WMG, LLC

CRD#: 151170

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