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KI

Kay-anne Imperial

BLACK CARD CIRCLE
SHERMAN OAKS, CA 91403
Some features on this profile are disabled
CRD#: 5580086
KI

Professional summary

Kay-anne Imperial, who also goes by Kay-anne Chan Imperial, is a registered financial advisor currently at BLACK CARD CIRCLE located in Sherman Oaks, California.

Kay-anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kay-anne has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kay-Anne Chan Imperial

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kay-anne Imperial's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2020 - Present

BLACK CARD CIRCLE

Office #1: 15300 Ventura Blvd Suite 212, Sherman Oaks, CA 91403
RIA
CRD#: 290342
SHERMAN OAKS, CA
Past

September 28, 2016 - December 11, 2019

WADDELL & REED

RIA
CRD#: 866
SHERMAN OAKS, CA
Past

May 26, 2016 - December 11, 2019

WADDELL & REED

BD
CRD#: 866
SHERMAN OAKS, CA
Past

October 27, 2015 - November 17, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/18/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/2015
General Securities Representative Examination

Current Firm

BC
BLACK CARD CIRCLE
BLACK CARD CIRCLE | YANG, LOTAY | RETIREMENT USA | BLACK CARD CIRCLE, LLC

CRD#: 290342 / SEC#:

California
Registered Investment Advisory firm - (1/8/2018 Approved)
Nevada
Registered Investment Advisory firm - (5/11/2021 Approved)
Texas
Registered Investment Advisory firm - (3/24/2023 Conditional Restricted)
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Contact information

Main Address
Las Vegas, NV
Mailing Address
455 E. Pebble Rd. Unit #230345, Las Vegas, NV 89123
Phone number
(818) 585-1295
Established
Firm type
Fiscal year end
# of Employees
7

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts476
AUM (Assets Under Management)$ 83,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACK CARD CIRCLE

CRD#: 290342Sherman Oaks, CA 91403

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