Kay-anne Imperial

BLACK CARD CIRCLE

SHERMAN OAKS, CA 91403

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CRD#: 5580086

Professional summary

Kay-anne Imperial, who also goes by Kay-anne Chan Imperial, is a registered financial advisor currently at BLACK CARD CIRCLE located in Sherman Oaks, California.

Kay-anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kay-anne has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kay-Anne Chan Imperial

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 09/2014-Present, PR Fims LLC, Toluca Lake, CA, Video and film production company, Not invest-related, Director of Client Services, 8 hrs/mo, 0 hrs during sec trading. I own a small production company named PR Films LLC. This LLC has been stagnant for many year with no activity and is in the process of being consolidated. 2) 10/2016-Present, Various insurance carriers for W&R insurance agencies, Panorama City, Insurance sales, Invest-related, Insurance Agent. 3) 01/2018-PRESENT, KAY-ANNE IMPERIAL, PANORAMA CITY, CA, INV-RELATED: N, REAL ESTATE, LANDLORD, 20 HRS/MO, 0 SECURITY TRADING HRS/MO. I own a residential rental property which I receive passive income from. 4) Insurance Agent; Various Insurance Companies; Investment Related: Yes; Location: 15300 VENTURA BOULEVARD, SUITE 212, SHERMAN OAKS, CA 91403; Description of the business: Life Insurance, Fixed Annuities and Fixed Index Annuities.; Responsibilities Duties: Risk Transference, Risk Management.; Start date with business: 2020-02-18; Hours devoted to business during trading hours: 28; Hours devoted to business outside trading hours: 28; Percentage of total yearly compensation expected to be derived from the business: 30;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kay-anne Imperial's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2020 - Present

BLACK CARD CIRCLE

Office #1: 15300 Ventura Blvd Suite 212, Sherman Oaks, CA 91403

RIA

CRD#: 290342

SHERMAN OAKS, CA

Past

September 28, 2016 - December 11, 2019

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

May 26, 2016 - December 11, 2019

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Past

October 27, 2015 - November 17, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2015

General Securities Representative Examination

Current Firm

BLACK CARD CIRCLE

BLACK CARD CIRCLE | YANG, LOTAY | RETIREMENT USA | BLACK CARD CIRCLE, LLC

CRD#: 290342 / SEC#:

California

Registered Investment Advisory firm - (1/8/2018 Approved)

Nevada

Registered Investment Advisory firm - (5/11/2021 Approved)

Texas

Registered Investment Advisory firm - (3/24/2023 Conditional Restricted)

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Contact information

Main Address

Las Vegas, NV

Mailing Address

455 E. Pebble Rd. Unit #230345, Las Vegas, NV 89123

Phone number

(818) 585-1295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 83,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kay-anne Imperial

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kay-anne Imperial's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK CARD CIRCLE

WADDELL & REED

WADDELL & REED

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/27/2015

Current Firm

BLACK CARD CIRCLE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK CARD CIRCLE

TRUST BUT VERIFY

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