MJ
Mark Paul D. Juloya
SYNDICATED CAPITAL
MONROVIA, CA 91016
Some features on this profile are disabled
CRD#: 5580057
MJ
Professional summary
Mark Paul De Guzman Juloya, who also goes by Mark De Guzman Juloya, Mark Paul Juloya, Mark Paul De Guzman Juloya, Mark Juloya, is a registered financial advisor currently at SYNDICATED CAPITAL, INC. located in Monrovia, California.
Mark Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mark Paul has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark De Guzman Juloya | Mark Paul Juloya | Mark Paul De Guzman Juloya | Mark Juloya
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*CREATIVE BENEFITS; SAME AS BRANCH; INV REL; FIXED INSURANCE INCLUDING LIFE, HEALTH, P&C, FIXED ANNUITIES; BENEFITS CONSULTANT; START DATE=06/2016; HRS/MO=100; TRADING HRS/MO=100; FIXED INSURANCE SALES TO BUSINESS OWNERS AND THEIR EMPLOYEES;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Paul De Guzman Juloya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2022 - Present
SYNDICATED CAPITAL, INC.
Office #1: 825 S Primrose Avenue Suite E, Monrovia, CA 91016RIA
BD
CRD#: 29037
MONROVIA, CA
Past
February 15, 2017 - December 20, 2021
PALOMAR ADVISORS INC.
RIA
CRD#: 285358
TEMECULA, CA
Past
May 10, 2016 - December 27, 2016
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Chino Hills, CA
Past
May 5, 2016 - December 27, 2016
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Chino Hills, CA
Past
January 20, 2015 - March 10, 2016
EQUITY SERVICES, INC.
RIA
CRD#: 265
SAN MARCOS, CA
Past
January 20, 2015 - March 10, 2016
EQUITY SERVICES, INC.
BD
CRD#: 265
SAN MARCOS, CA
Past
March 25, 2011 - December 23, 2014
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ONTARIO, CA
Past
March 25, 2011 - December 23, 2014
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ONTARIO, CA
Past
January 4, 2010 - December 31, 2010
SYNDICATED CAPITAL, INC.
BD
CRD#: 29037
MONROVIA, CA
Past
September 4, 2009 - December 31, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MONROVIA, CA
Past
February 18, 2009 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
MONROVIA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SYNDICATED CAPITAL, INC.
SYNDICATED CAPITAL, INC.
CRD#: 29037 / SEC#: 801-129421, 8-44162
RIA
Registered Investment Advisory firm - SEC (2/5/2024 Approved)California
Registered Investment Advisory firm - SEC (6/18/2009 Approved)Hawaii
Registered Investment Advisory firm - SEC (6/8/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (10/14/2020 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/7/2009 Approved)Ohio
Registered Investment Advisory firm - SEC (10/16/2012 Approved)Oregon
Registered Investment Advisory firm - SEC (6/22/2009 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/24/2011 Approved)Virginia
Registered Investment Advisory firm - SEC (7/16/2009 Approved)Washington
Registered Investment Advisory firm - SEC (12/11/2025 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
SYNDICATED CAPITAL, INC.
SYNDICATED CAPITAL, INC.
CRD#: 29037 / SEC#: 801-129421, 8-44162
RIA
Registered Investment Advisory firm - SEC (2/5/2024 Approved)California
Registered Investment Advisory firm - SEC (6/18/2009 Approved)Hawaii
Registered Investment Advisory firm - SEC (6/8/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (10/14/2020 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/7/2009 Approved)Ohio
Registered Investment Advisory firm - SEC (10/16/2012 Approved)Oregon
Registered Investment Advisory firm - SEC (6/22/2009 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/24/2011 Approved)Virginia
Registered Investment Advisory firm - SEC (7/16/2009 Approved)Washington
Registered Investment Advisory firm - SEC (12/11/2025 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765
Mailing Address
P. O. Box 274, Brea, CA 92822
Phone number
(310) 751-7098
Established
California since 02/24/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
12
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SC ADD HOLDINGS, LLC | OWNER | |
| BAINES AND MCADAMS LIVING TRUST | OWNER | |
| BAINES, HEATHER UNA | TRUSTEE OF BAINES & MCADAMS LIVING TRUST | 2173889 |
| LEE, FAITH | PRESIDENT, CCO, ROP, MUNICIPAL SECURITIES PRINCIPAL, MANAGER OF SC ADD HOLDINGS, LLC | 2715226 |
| MCADAMS, JOSEPH LLOYD JR | SROP, CROP, MUNICIPAL SECURITIES PRINCIPAL/TRUSTEE OF BAINES AND MCADAMS LIVING TRUST | 2173886 |
| THORNTON, STEVEN LEE | FINANCIAL AND OPERATIONS PRINCIPAL | 4496384 |
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 122,987,781 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
