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RP

Robert M. Pecha

QUINCY WELLS CAPITAL
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5579770
RP

Professional summary

Robert Mark Pecha, who also goes by Robert M Pecha, is a registered financial professional currently at QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert M Pecha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Mark Pecha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

April 8, 2020 - May 1, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

May 2, 2019 - April 20, 2020

PRIMEX

BD
CRD#: 29394
NEW YORK, NY
Past

May 21, 2018 - April 18, 2019

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
Port Jefferson, NY
Past

January 4, 2017 - April 18, 2019

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Port Jefferson, NY
Past

February 2, 2015 - February 15, 2016

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
Staten Island, NY
Past

October 2, 2013 - October 19, 2016

THE FARAGI GROUP

RIA
CRD#: 159936
NEW YORK, NY
Past

November 28, 2011 - September 12, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BROOKLYN, NY
Past

March 21, 2011 - October 3, 2011

TD AMERITRADE, INC.

RIA
CRD#: 7870
FOREST HILLS, NY
Past

March 21, 2011 - October 3, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
FOREST HILLS, NY
Past

March 21, 2011 - October 3, 2011

TD AMERITRADE, INC.

BD
CRD#: 7870
FOREST HILLS, NY
Past

November 30, 2009 - April 1, 2011

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
NEW YORK, NY
Past

November 20, 2009 - April 1, 2011

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

May 19, 2009 - November 10, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

September 16, 2008 - November 10, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/1/2026)
RR
Florida
(5/5/2026)
RR
Illinois
(5/1/2026)
RR
New Jersey
(5/1/2026)
RR
New York
(5/1/2026)
RR
South Carolina
(5/1/2026)
RR
Texas
(5/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/15/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 09/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
NEPPEL, JOHN PAULPRESIDENT5008476
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS CAPITAL, LLC

CRD#: 334163Chicago, IL 60606

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