RG
Rudy L. Garcia
GLOBAL VIEW CAPITAL MANAGEMENT LLC
FORK UNION, VA
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CRD#: 5579615
RG
Professional summary
Rudy Lee Garcia, who also goes by Rudy L. Garcia, Rudy Garcia, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Fork Union, Virginia.
Rudy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rudy has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rudy L. Garcia | Rudy Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] RIVANNA WOODS ASSOCIATES, LLC.; NO; 802 RIVANNA WOODS DRIVE, FORK UNION, VA 23055; REAL ESTATE, BUSINESS CONSULTING AND TAX PREPARATION AND PLANNING; APRIL 2006-PRESENT; OWNER AND DIRECTOR; APPROX. 15-20 HRS/MO; APPROX. 15-20 HRS/MO DURING TRADING HRS; RESPONSIBILITIES: REAL ESTATE BROKERAGE & BUSINESS CONSULTING SERVICES AND ALSO TAX PREPARATION & TAX PLANNING. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC (GVCA), AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; INDEPENDENT CONTRACTOR; AFFILIATION DATE: 06-09-2015; APPROX. 120 ADVISORY HRS/MO; APPROX. 90 ADVISORY HRS/MO DURING TRADING HRS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GVCA; YES; N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; INSURANCE; INSURANCE AGENT; STARTED: JUNE 2015; APPROX. 40 HRS/MO; APPROX. 25 HRS/MO DURING TRADING HRS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [4] PREVENT CHILD ABUSE VIRGINIA DBA FAMILIES FORWARD; NOT INVESTMENT RELATED; 8100 THREE CHOPT ROAD, SUITE 350, RICHMOND, VA, 23229; NON-PROFIT; 04/2012-PRESENT; CO-CHAIR BOARD OF DIRECTORS; TIME SPENT, APPROX. LESS THAN 10 HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HS; RESPONSIBILITIES: REVIEW AND APPROVE PLANS, POLICIES AND PROCEDURES FOR THE NON-PROFIT ENTITY. [5] FLUVANNA LEADERSHIP DEVELOPMENT PROGRAM; NO; 5725 JAMES MADISON HIGHWAY, UNION FORD, VA, 23055; COMMUNITY LEADERSHIP TRAINING CONSORTIUM; 04/2013-PRESENT; CO-CHAIR STEERING COMMITTEE; APPROX. 0-15 HRS/MO; APPROX. 0-10 HRS/MO DURING TRADING HRS; RESPONSIBILITIES: REVIEW AND APPROVE PLANS, POLICIES AND PROCEDURES. [6] ROTARY CLUB OF FLUVANNA COUNTY; NO; 265 TURKEYSAG TRAIL, SUITE 102, NUMBER 128, PALMYRA, VA, 22963; COMMUNITY SERVICE ORGANIZATION; 11/2013-PRESENT; EXECUTIVE SECRETARY/FOUNDATION CHAIR; APPROX. 10-25 HRS/MO; APPROX. 0-5 HRS/MO DURING TRADING HRS; RESPONSIBILITIES: PERFORM COMMUNITY OUTREACH. IDENTIFY COMMUNITY SERVICE OPPORTUNITIES. INTERACT WITH LOCAL COMMUNITY BUSINESS LEADERS. SOLICIT AND APPROVE COMMUNITY GRANTS. [7] COR FLUVANNA; NO; 94 FAIRVIEW LANE, PALMYRA, VA 22963; COMMUNITY ORGANIZING COMMITTEE; 12/2016-PRESENT; CO-CHAIR STEERING COMMITTEE; APPROX. 10-15 HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HRS; RESPONSIBILITIES: IDENTIFY, TRAIN AND RECRUIT LOCAL COMMUNITY MEMBERS TO PARTICIPATE IN POLITICAL PROCESS. PROVIDE NON-MATERIAL SUPPORT OF CANDIDATES, INCLUDING PROVIDING CONNECTIONS TO RESOURCES WHO CAN ASSIST THEM. [8] UNUM LIFE; NO; 802 RIVANNA WOODS DRIVE, FORK UNION, VA 23055; 10.28.2022-PRESENT; APPROX. 4 HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HRS; REPSONSIBILITIES: SOLICIT, EDUCATE AND SELL GROUP LIFE INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Rudy Lee Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2015 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
FORK UNION, VA
Past
October 22, 2009 - September 8, 2015
HBW ADVISORY SERVICES LLC
RIA
CRD#: 143665
FORK UNION, VA
Past
September 1, 2008 - December 31, 2012
HBW SECURITIES LLC
BD
CRD#: 136959
FORK UNION, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(9/14/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
