SB
Suzanne I. Ballek
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CRD#: 5579423
SB
Professional summary
Suzanne Irene Ballek was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Suzanne is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Suzanne had worked at 2 firms, which includes INLAND INVESTMENT ADVISORS LLC, INLAND SECURITIES CORPORATION.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3100 W LAKE APTS MN, LLC, PRESIDENT, START DATE 7/30/21 NOT INVESTMENT RELATED; 40 ACRES INVESTMENTS, LLC, MANAGER, START DATE 7/17/20, INVESTMENT RELATED; AMERICAN BANCORP OF ILLINOIS, INC., DIRECTOR, HOLDING COMPANY OF PAN AMERICAN BANK, START DATE: 11/2016, NOT INVESTMENT RELATED; BETTER GOVERNMENT LLC, VP, START DATE 12/21/21, NOT INVESTMENT RELATED; EAGLE I FINANCIAL, DIRECTOR, 2831 ST. ROSE PKWY, #223, HENDERSON, NV, REAL ESTATE, SUBSIDIARY OF THE INLAND GROUP OF COMPANIES, START DATE: 5/19/14, NOT INVESTMENT RELATED; ENSENIA WEALTH, LLC, VP & CHIEF COMPLIANCE OFFICER, START DATE: 6/23/14, INVESTMENT RELATED; IMC MORTGAGE SERVICING CORPORATION, TREASURER AND SECRETARY/ACCOUNTANT, MORTGAGE SERVICING ENTITY, START DATE: 5/12/14, NOT INVESTMENT RELATED; IMG ADVISORS LLC, VP, START DATE 3/13/17, INVESTMENT RELATED; INLAND GROUP MANAGER LLC, TREASURER-12/20/18, VP-1/1/22; NOT INVESTMENT RELATED; INLAND INSTITUTIONAL CAPITAL, LLC, CHIEF COMPLIANCE OFFICER (10/6/14) & MANAGER (1/1/22), INVESTMENT RELATED; INLAND LOAN FUND LLC, PRESIDENT/ACCOUNTING, START DATE 6/18/18; INVESTMENT RELATED; INLAND LOAN FUND II LLC, PRESIDENT/ACCOUNTING, START DATE 4/30/19; INVESTMENT RELATED; INLAND LOAN FUND III LLC, PRESIDENT/ACCOUNTING, START DATE 12/10/20; INVESTMENT RELATED; INLAND LOAN FUND IV LLC, PRESIDENT/ACCOUNTING, START DATE 8/2/22, INVESTMENT RELATED; INLAND LOAN FUND MANAGER LLC, PRESIDENT, START DATE 6/8/18; INVESTMENT RELATED; INLAND SECURITIES CORPORATION, DIRECTOR, START DATE: 1/1/22, INVESTMENT RELATED; INLAND VENTURE CAPITAL LLC, MANAGER, START DATE 7/17/20; NOT INVESTMENT RELATED; INVESTMENT MANAGEMENT GROUP LLC, MANAGER, 1/1/22; INVESTMENT RELATED; KENDALL INVESTMENT CORPORATION, VP & SECRETARY/ACCOUNTANT, REAL ESTATE, START DATE: 7/18/14, NOT INVESTMENT RELATED; KENDALL TERRE HAUTE LLC, VP & SECRETARY, START DATE 1/16/19; NOT INVESTMENT RELATED; THE INLAND REAL ESTATE GROUP LLC, VP FINANCIAL ACCT OFFICER, START DATE 6/15/17; NOT INVESTMENT RELATED;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
September 16, 2009 - December 8, 2023
INLAND INVESTMENT ADVISORS, LLC
RIA
CRD#: 109933
OAK BROOK, IL
Past
November 5, 2008 - December 8, 2023
INLAND SECURITIES CORPORATION
BD
CRD#: 15807
OAK BROOK, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
II
INLAND INVESTMENT ADVISORS, LLC
ENSENIA WEALTH, LLC | INLAND INVESTMENT ADVISORS, LLC | INLAND INVESTMENT ADVISORS, INC.
CRD#: 109933 / SEC#: 801-60053
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Contact information
Main Address
2901 Butterfield Road, Oak Brook, IL 60523
Mailing Address
Phone number
(630) 218-8000
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 248,998,402 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
