Kenneth F. Perine

MERITAGE WEALTH ADVISORY

Santa Rosa, CA

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CRD#: 5579142

Professional summary

Kenneth Francis Perine, CFP®, who also goes by Ken Perine, is a registered financial advisor currently at MERITAGE WEALTH ADVISORY, LLC located in Santa Rosa, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kenneth has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Biography

Ken Perine is a Certified Financial Planner® and the founder of Meritage Wealth Advisory.   In his “previous” life, he was the third generation running his family’s business.  After three generations, it was decided that the best thing for his family was to sell.

Taking his family through that process opened his eyes to the power of financial planning and makes him uniquely qualified to help other business owners as they plan for their financial independence.

Question & Answer

What are your service offerings?

Retirement Planning

Business Succession Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Investment Planning

Do you have an area of expertise or specialization?

Business Owners

Entrepreneurs

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Ken Perine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/01/10 - DSBC TRANSITION CORP/ HOLDING COMPANY FOR COMMERCIAL RENTAL PROPERTY/ 1% OF TIME/ WOODSIDE, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Francis Perine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 15, 2009 - Present

MERITAGE WEALTH ADVISORY, LLC

RIA

CRD#: 147969

Santa Rosa, CA

Past

October 11, 2010 - May 9, 2011

LPL FINANCIAL LLC

CRD#: 6413

WALNUT CREEK, CA

Past

October 4, 2010 - May 9, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/15/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/7/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/2/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/2010

General Securities Representative Examination

Current Firm

MERITAGE WEALTH ADVISORY, LLC

CRD#: 147969 / SEC#:

California

Registered Investment Advisory firm - (1/6/2009 Approved)

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Contact information

Main Address

Santa Rosa, CA

Mailing Address

2777 Yulupa Ave #226, Santa Rosa, CA 95405-8584

Phone number

(707) 755-3587

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 43,399,008

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Kenneth F. Perine

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Francis Perine's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERITAGE WEALTH ADVISORY, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/7/2010

Series 65

Date: 7/2/2008

Series 7

Date: 10/8/2010

Current Firm

MERITAGE WEALTH ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERITAGE WEALTH ADVISORY, LLC

TRUST BUT VERIFY

Contact information

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