Vincent R. Tang
Professional summary
Vincent Ryan Tang, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Vincent has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Ryan Tang's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215October 23, 2008 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215January 6, 2011 - December 31, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2008)
(5/4/2012)
(1/13/2009)
(3/14/2013)
(2/20/2013)
(2/7/2024)
(6/26/2013)
(10/17/2016)
(2/7/2024)
(2/7/2024)
(6/6/2025)
(2/7/2024)
(12/16/2024)
(2/17/2010)
(7/17/2017)
(6/9/2022)
(5/26/2017)
(1/4/2010)
(2/7/2024)
(2/7/2024)
(4/20/2016)
(1/10/2021)
(5/9/2023)
(3/18/2013)
(2/17/2010)
(2/7/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
