Norris Novak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norris Novak, who also goes by Norris Ann Patterson Novak, was a registered financial professional .
Norris is a previously registered financial professional and started their career in finance in 2008. Norris had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - April 4, 2016
HEIGHT ANALYTICS, LLC
December 21, 2010 - April 4, 2016
HEIGHT CAPITAL MARKETS
September 17, 2008 - December 9, 2010
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HEIGHT ANALYTICS, LLC
CRD#: 149162 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
