Paul L. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Louis Anderson was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2008. Paul had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - March 2, 2019
TREE CITY ADVISORS, LLC
November 28, 2011 - February 17, 2017
SCF INVESTMENT ADVISORS, INC.
September 6, 2011 - July 31, 2014
MONEYWISE, INC.
April 16, 2009 - November 29, 2011
BROKERSXPRESS LLC
October 16, 2008 - August 22, 2011
MONEYWISE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
TREE CITY ADVISORS, LLC
CRD#: 264795 / SEC#: 801-118124
Contact information
Regulatory assets under management
| Total Number of Accounts | 969 |
| AUM (Assets Under Management) | $ 187,831,076 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
