Charles A. Gruys
Professional summary
Charles Amlie Gruys, CFP®, who also goes by Charles A Gruys, is a registered financial advisor currently at VECTOR WEALTH MANAGEMENT located in Minneapolis, Minnesota.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Charles has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Amlie Gruys's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
June 18, 2019 - Present
VECTOR WEALTH MANAGEMENT
Office #1: 43 Main Street Se Suite 236, Minneapolis, MN 55414July 13, 2018 - April 11, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 28, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
October 2, 2012 - April 8, 2019
FIDELITY BROKERAGE SERVICES LLC
August 29, 2008 - August 1, 2012
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VECTOR WEALTH MANAGEMENT
CRD#: 152667 / SEC#: 801-70998
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/2019)
Exams
Current Firm
VECTOR WEALTH MANAGEMENT
CRD#: 152667 / SEC#: 801-70998
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,161 |
| AUM (Assets Under Management) | $ 1,488,809,873 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
VECTOR WEALTH MANAGEMENT
CRD#: 152667Minneapolis, MN 55414TRUST BUT VERIFY
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