Michael J. Miszuk

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Peoria, AZ

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CRD#: 5578095

Professional summary

Michael John Miszuk, who also goes by Michael J Miszuk, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Peoria, Arizona and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Tempe, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael J Miszuk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

a.OBA Name: Realty One Group b.Investment-related? No c.OBA Address: 17235 N 75th Ave, Glendale, AZ 85308 d.OBA Nature: Real Estate Sales e.Position, Title, or Relationship with the OBA: Real Estate Agent f.OBA Start Date: 09/29/2023 g.Approximate number of hours/month devoted to the OBA: unknown h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Real estate sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Miszuk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2021 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Office #2: 1230 West Washington Street Suite 508, Tempe, AZ 85288

RIA

CRD#: 105790

Peoria, AZ

Current

March 26, 2021 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Office #1: 1230 West Washington Street Suite 508, Tempe, AZ 85288

CRD#: 28262

Tempe, AZ

Past

November 9, 2016 - March 24, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

October 20, 2016 - March 24, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

August 29, 2008 - March 25, 2011

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA

Registered Investment Advisory firm - (12/12/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/27/2025)

Arizona
(3/26/2021)

IAR

Arizona
(4/5/2021)

Illinois
(3/26/2021)

Indiana
(7/11/2022)

Iowa
(5/27/2022)

Kansas
(8/1/2023)

Kentucky
(7/11/2022)

Louisiana
(6/27/2025)

Massachusetts
(3/26/2021)

IAR

Massachusetts
(4/13/2021)

Michigan
(7/11/2022)

Minnesota
(7/11/2022)

Mississippi
(6/27/2025)

Missouri
(8/1/2023)

Nebraska
(8/1/2023)

North Dakota
(7/11/2022)

Ohio
(7/11/2022)

South Dakota
(7/11/2022)

Texas
(6/27/2025)

West Virginia
(8/1/2023)

Wisconsin
(3/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/9/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/28/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA

Registered Investment Advisory firm - (12/12/1971 Approved)

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Contact information

Main Address

200 Berkeley St., Boston, MA 02116-5022

Mailing Address

Phone number

(617) 663-3000

Established

Firm type

Fiscal year end

# of Employees

363

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MODEL PORTFOLIOS SERVICES (3/21/2025)

JOHN HANCOCK INVESTMENT MANAGEMENT LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	35,239
AUM (Assets Under Management)	$ 202,193,176,436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Miszuk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Miszuk's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2016

Series 63

Date: 9/9/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2016

Series 6

Date: 8/28/2008

FINRA

Current Firm

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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