TB
Thomas P. Boggess
FIRST ADVISORS NATIONAL
La Grange, IL 60525
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CRD#: 5577719
TB
Professional summary
Thomas Phillip Boggess, who also goes by Phil Boggess, T Phillip Boggess, Thomas P Boggess, is a registered financial advisor currently at FIRST ADVISORS NATIONAL, LLC located in La Grange, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thomas has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Boggess | T Phillip Boggess | Thomas P Boggess
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SOCIETY FOR FINANCIAL AWARENESS, 106 W CALENDAR AVE #286, LA GRANGE, IL, 2/2015 AS CHAPTER PRESIDENT. INV REL - 4/MO - 2/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 04/02/18. 3.LAW TPB LLC dba LAW OFFICE OF T. PHILLIP BOGGESS, 106 W CALENDAR AVE, #286. LA GRANGE, IL, 11/11/1996 AS ATTORNEY/PRINCIPAL. NIR - 80 HR/MO - 56/TRADING. 4.TPB VENTURES, LTD, DBA TPB COLLEGE, 106 W CALENDAR AVE #286, LA GRANGE, IL, INV REL, 04/10/2020, 5 HR/MO- 2/TRADING HR. COLLEGE PLANNING CONSULTING 5.TPB VENTURES, LTD, SOLE SHAREHOLDER/CONSULTANT, 106 W CALENDAR AVE #286, LA GRANGE IL, 02/09/2015 NIR, 5 HR/MO- 0/TRADING HR. PROVIDING BUSINESS CONSULTING TO SMALL BUSINESS OWNERS INCLUDING MERCHANT SERVICES, OPERATINS, HR, COSTS, ETC. 6.TPB FINANCIAL SOLUTIONS- FINANCIAL ADVISOR- 229 N CATHERINE AVE, LA GRANGE IL, NIR, 08/09/2007, 120 HR/MO- 64/TRADING HR. INDEPENDENT INSURANCE AGENT THAT SELLS, LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND FIXED ANNUITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Phillip Boggess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2024 - Present
FIRST ADVISORS NATIONAL, LLC
Office #1: 229 N Catherine Ave, La Grange, IL 60525RIA
CRD#: 166212
La Grange, IL
Past
April 2, 2018 - December 19, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
La Grange, IL
Past
April 2, 2018 - December 19, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
La Grange, IL
Past
January 28, 2013 - April 28, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
OAKBROOK, IL
Past
January 25, 2013 - April 28, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
OAKBROOK, IL
Past
October 31, 2008 - December 31, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
NORTHBROOK, IL
Past
September 16, 2008 - January 4, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FIRST ADVISORS NATIONAL, LLC
FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC
CRD#: 166212 / SEC#: 801-77440
RIA
Registered Investment Advisory firm - (12/18/2012 Approved)Georgia
Registered Investment Advisory firm - (3/22/2013 Terminated)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)North Carolina
Registered Investment Advisory firm - (3/22/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FA
FIRST ADVISORS NATIONAL, LLC
FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC
CRD#: 166212 / SEC#: 801-77440
RIA
Registered Investment Advisory firm - (12/18/2012 Approved)Georgia
Registered Investment Advisory firm - (3/22/2013 Terminated)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)North Carolina
Registered Investment Advisory firm - (3/22/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1372 Peachtree Street Ne, Atlanta, GA 30309
Mailing Address
Phone number
+1 (855) 326-7427
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,207 |
| AUM (Assets Under Management) | $ 501,113,212 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
