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Kerry Ann O'brien

Kerry A. O'brien

BEINGFIT FINANCIAL
WALPOLE, MA
Some features on this profile are disabled
CRD#: 5577494
Kerry Ann O'brien

Professional summary

Kerry Ann O'brien, CFP®, who also goes by Kerry O'brien, Kiki O'brien, is a registered financial advisor currently at BEINGFIT FINANCIAL located in Walpole, Massachusetts and ELLEVEST located in Walpole, Massachusetts.

Kerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kerry has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kerry O'brien | Kiki O'brien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Ann O'brien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

May 13, 2020 - Present

BEINGFIT FINANCIAL

RIA
CRD#: 306830
WALPOLE, MA
Current

May 16, 2024 - Present

ELLEVEST

RIA
CRD#: 175476
Walpole, MA
Past

September 22, 2021 - March 18, 2024

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
Walpole, MA
Past

February 8, 2019 - December 31, 2019

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Walpole, MA
Past

March 25, 2017 - August 21, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Walpole, MA
Past

March 25, 2017 - December 31, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Walpole, MA
Past

April 13, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
DUBLIN, OH
Past

October 4, 2012 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

October 4, 2012 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
DUBLIN, OH
Past

December 8, 2008 - October 8, 2012

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
BLOOMFIELD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EL
ELLEVEST
ELLEVATE FINANCIAL, INC. | ELLEVEST, INC. | ELLEVEST

CRD#: 175476 / SEC#: 801-106683

RIA
Registered Investment Advisory firm - (9/28/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/13/2020)
IAR
New York
(5/16/2024)
IAR
Texas
(5/4/2023)
IAR
Texas
(5/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/6/2008
General Securities Representative Examination

Current Firm

EL
ELLEVEST
ELLEVATE FINANCIAL, INC. | ELLEVEST, INC. | ELLEVEST

CRD#: 175476 / SEC#: 801-106683

RIA
Registered Investment Advisory firm - (9/28/2015 Approved)
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Contact information

Main Address
228 Park Ave S Pmb 94934, New York, NY 10003
Mailing Address
228 Park Ave S Pmb 94934, New York, NY 10003-1502
Phone number
(844) 355-7100
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ELLEVEST WRAP FEE PROGRAM BROCHURE (3/31/2025)
ELLEVEST INVESTMENT ADVISORY BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts344
AUM (Assets Under Management)$ 1,012,582,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELLEVEST

CRD#: 175476Walpole, MA

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