LR
Lauren G. Ragsdale
GWN SECURITIES
ANDOVER, NJ
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CRD#: 5577326
LR
Professional summary
Lauren G Ragsdale, CFP®, who also goes by Lauren G Mulligan, Lauren Georgeanna Mulligan, is a registered financial advisor currently at GWN SECURITIES INC. located in Andover, New Jersey.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Lauren has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lauren G Mulligan | Lauren Georgeanna Mulligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRI-STATE HEALTH & WEALTH ADVISORS GROUP, LLC POSITION: Co-Founder/Owner NATURE: Health Ins is the focus and bringing on agents to grow. We will do basic data gathering and if there is a financial guidance need for the person I will help them. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 05/03/2021 ADDRESS: 17 Faranella Drive, Suite B, East Hanover NJ 07936, United States DESCRIPTION: Managing and training less experienced agents to grow the company. Helping new clients with financial literacy. STREET-WISE FINANCIAL PLANNING., Is Investment Related, DBA, Insurance Sales , Financial Professional, Insurance Agent, 03/24/2017,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Insurance Sales. Lines of insurance - life, accident, health, LTC, property, casualty, variable
CRS (Client Relationship Summary) - RIA
Click below to view Lauren G Ragsdale's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lauren G Ragsdale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 27, 2017 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
ANDOVER, NJ
Current
March 23, 2017 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
June 30, 2016 - January 20, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
NEW YORK CITY, NY
Past
March 31, 2014 - July 26, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ROSELAND, NJ
Past
February 26, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ROSELAND, NJ
Past
May 15, 2012 - July 31, 2013
GIRARD SECURITIES, INC.
BD
CRD#: 18697
IRVING, TX
Past
January 19, 2012 - May 9, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
FAIRFIELD, NJ
Past
September 3, 2009 - October 24, 2011
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/31/2023)
RR
Florida(7/29/2021)
RR
New Jersey(3/23/2017)
IAR
New Jersey(3/27/2017)
RR
Pennsylvania(3/23/2017)
RR
Utah(3/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
