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Ian Douglas Kiefer

Ian D. Kiefer

TRINITY STRATEGIC WEALTH | Financial Advisor
TULSA, OK 74136
Some features on this profile are disabled
CRD#: 5577128
Ian Douglas Kiefer

Professional summary

Ian Douglas Kiefer, CFP®, who also goes by Ian Kiefer, is a registered financial advisor currently at TRINITY STRATEGIC WEALTH located in Tulsa, Oklahoma and CABOT LODGE SECURITIES LLC located in Tulsa, Oklahoma.

Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Insurance Planning
Investment Planning
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

Ian Kiefer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Trinity Strategic Wealth as dba of Tulsa Wealth Advisors, investment related, Financial Planning, 1375 E 71st St, Tulsa, OK, 74136-5035, Financial Planner, 10/2025, 160 hours per month, 160 hour per month during trading hours. (2) Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Payroll Entity, Employee/no duties; 05/2008, 0 hours per month, 0 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Douglas Kiefer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

October 2, 2025 - Present

TRINITY STRATEGIC WEALTH

Office #1: 1375 E. 71st Street, Tulsa, OK 74136
RIA
CRD#: 337956
TULSA, OK
Current

October 2, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1375 E. 71st Street, Tulsa, OK 74136
BD
CRD#: 159712
Tulsa, OK
Past

January 7, 2010 - October 3, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
TULSA, OK
Past

October 28, 2009 - October 3, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
TULSA, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/2/2025)
RR
Illinois
(10/2/2025)
RR
Kansas
(10/2/2025)
RR
Oklahoma
(10/2/2025)
IAR
Oklahoma
(10/2/2025)
RR
Texas
(10/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRINITY STRATEGIC WEALTH
TRINITY STRATEGIC WEALTH | TULSA WEALTH ADVISORS, INC.

CRD#: 337956 / SEC#: 801-134209

RIA
Registered Investment Advisory firm - (8/27/2025 120-Day Approval)
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Contact information

Main Address
1375 E. 71st Street, Tulsa, OK 74136
Mailing Address
Phone number
(918) 492-2150
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRINITY STRATEGIC WEALTH FORM ADV PART 2A 7-2025 (10/22/2025)
TRINITY STRATEGIC WEALTH FORM ADV PART 2A APPENDIX 1 7-2025 (10/22/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRINITY STRATEGIC WEALTH

Financial AdvisorCRD#: 337956Tulsa, OK 74136

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Contact information

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