Nicholas D. Darzentas

CASTLE WEALTH MANAGEMENT

BOYNTON BEACH, FL 33426

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CRD#: 5577032

Professional summary

Nicholas Demitri Darzentas, who also goes by Nick Darzentas, is a registered financial advisor currently at CASTLE WEALTH MANAGEMENT located in Boynton Beach, Florida.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Darzentas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Insurance Sales with Capitas Financial/Smith Companies Non Investment Related 7598 Sandspur Lane Lake Worth Florida 33467 Life Insurance Sales - Life Insurance Representative - As of 11/2019 - No time spent on this outside activity monthly or during trading hours - Mr. Darzentas receives residual income commissions from the sale of policies friends and families and some past clients of Mr. Darzentas. Real Estate Sales Associate with Ocean Capital Real Estate Services Group - Non Investment Related - 120 S Olive Avenue Suite 311 West Palm Beach Florida 33401 - Real Estate Agent - To Facilitate the sale of a residential property for family members and to list personal property for rent. Mr. Darzentas spends less than an hour a month and no time during trading hours -

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Demitri Darzentas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

CASTLE WEALTH MANAGEMENT

Office #1: 1880 N Congress Ave Suite 302, Boynton Beach, FL 33426

RIA

CRD#: 118364

BOYNTON BEACH, FL

Past

October 30, 2018 - December 10, 2021

SKY ALPHA ASSET ADVISORS

RIA

CRD#: 295839

BOCA RATON, FL

Past

June 8, 2017 - July 27, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOCA RATON, FL

Past

October 3, 2011 - May 31, 2017

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

June 8, 2009 - September 30, 2011

COWEN EXECUTION SERVICES LLC

CRD#: 35693

TEQUESTA, FL

Past

April 1, 2009 - May 5, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

August 12, 2008 - November 14, 2008

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOYTON BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASTLE WEALTH MANAGEMENT

CASTLE WEALTH MANAGEMENT | P.F.S. ADVISORS L.C. | CASTLE WEALTH MANAGEMENT LLC

CRD#: 118364 / SEC#: 801-60871

RIA

Registered Investment Advisory firm - (1/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/6/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/11/2008

General Securities Representative Examination

Current Firm

CASTLE WEALTH MANAGEMENT

CASTLE WEALTH MANAGEMENT | P.F.S. ADVISORS L.C. | CASTLE WEALTH MANAGEMENT LLC

CRD#: 118364 / SEC#: 801-60871

RIA

Registered Investment Advisory firm - (1/22/2002 Approved)

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Contact information

Main Address

1880 N Congress Ave Suite 302, Boynton Beach, FL 33426

Mailing Address

Phone number

(561) 686-9604

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CASTLE 2025 ANNUAL FORM ADV PART 2 A & B (3/31/2025)

CASTLE 2025 ANNUAL APPENDIX 1 WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	812
AUM (Assets Under Management)	$ 371,943,152

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
01/18/2024	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas D. Darzentas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Demitri Darzentas's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKY ALPHA ASSET ADVISORS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

T3 TRADING GROUP, LLC

COWEN EXECUTION SERVICES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

Primary Firm SEC Registration

CASTLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/2009

SIE

Date: 7/27/2018

Series 55

Date: 9/6/2008

Series 7

Date: 8/11/2008

Current Firm

CASTLE WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CASTLE WEALTH MANAGEMENT

TRUST BUT VERIFY

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