JK
James R. Knight
FAMILY WEALTH ADVISORS
Farmington, UT 84025
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CRD#: 5576866
JK
Professional summary
James Rodney Knight III, who also goes by Jamie Knight, James R Knight III, is a registered financial advisor currently at FAMILY WEALTH ADVISORS located in Farmington, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie Knight | James R Knight Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Knight also owns a 50% interest in East Meadows Homes, a Utah Limited Liability Company (start date: June 11, 2014 and Office location is: 670 West Shepard Lane, Suite 101, Farmington, Utah 84025) which is a company that owns the B shares (Managing Partner shares) in Land Solutions Partners-East Meadows, LLC. It also manages the East Meadows Mobile Home Park. Mr. Knight spends approximately 60 hours per month during securities trading hours as a managing partner in this business. Existing Family Wealth Advisors (FWA) client base/ and non-FWA investors were solicited to invest in Land Solutions Partners-East Meadows, LLC. These private real estate securities transactions are inherently high-risk investments and when advisory clients are solicited to invest in outside projects, a potential conflict of interest exists in that Mr. Knight owns a 50% interest in the East Meadows Homes, LLC. Neither East Meadows Homes, LLC or Land Solutions Partners-East Meadows, LLC received upfront commissions for raising the capital necessary to acquire the property and no upfront compensation for negotiating and structuring the syndication. Mr. Knight receives compensation from his equity interest in East Meadows Homes, LLC and Land Solutions Partners-East Meadows, LLC based on the success of the company.
CRS (Client Relationship Summary) - RIA
Click below to view James Rodney Knight III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2011 - Present
FAMILY WEALTH ADVISORS
Office #1: 670 West Shepard Lane Suite 101, Farmington, UT 84025RIA
CRD#: 117475
Farmington, UT
Past
September 13, 2010 - June 27, 2011
INTERMOUNTAIN FINANCIAL SERVICES, INC.
BD
CRD#: 15386
HEBER CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(10/25/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FW
FAMILY WEALTH ADVISORS
FAMILY WEALTH ADVISORS | PHYSICIAN FINANCIAL SERVICES, INC. | KNIGHT, (JR), JAMES RODNEY | FAMILY WEALTH ADVISORS, LLC
CRD#: 117475 / SEC#:
Utah
Registered Investment Advisory firm - (1/29/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
670 West Shepard Lane Suite 101, Farmington, UT 84025
Mailing Address
Phone number
(801) 447-4656
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 44,422,700 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2025 | ||
| 02/02/2024 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FAMILY WEALTH ADVISORS
CRD#: 117475Farmington, UT 84025TRUST BUT VERIFY
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