CC
Charles G. Cho
HINES PRIVATE WEALTH SOLUTIONS LLC
New York, NY 10014
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CRD#: 5576811
CC
Professional summary
Charles Gabon Cho is a registered financial professional currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2015. Charles has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles Gabon Cho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2025 - Present
HINES PRIVATE WEALTH SOLUTIONS LLC
Office #1: 345 Hudson Street 12th Floor, New York, NY 10014BD
CRD#: 128145
New York, NY
Past
October 8, 2015 - May 22, 2018
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2025)
RR
Alaska(9/15/2025)
RR
Arizona(9/17/2025)
RR
Arkansas(9/25/2025)
RR
California(9/11/2025)
RR
Colorado(9/15/2025)
RR
Connecticut(9/11/2025)
RR
Delaware(9/12/2025)
RR
District of Columbia(9/12/2025)
RR
Florida(9/12/2025)
RR
Georgia(9/12/2025)
RR
Hawaii(9/12/2025)
RR
Idaho(9/11/2025)
RR
Illinois(9/15/2025)
RR
Indiana(9/18/2025)
RR
Iowa(9/15/2025)
RR
Kansas(9/11/2025)
RR
Kentucky(9/12/2025)
RR
Louisiana(9/12/2025)
RR
Maine(9/12/2025)
RR
Maryland(9/16/2025)
RR
Massachusetts(9/12/2025)
RR
Michigan(9/15/2025)
RR
Minnesota(9/12/2025)
RR
Mississippi(9/12/2025)
RR
Missouri(9/15/2025)
RR
Montana(9/16/2025)
RR
Nebraska(9/11/2025)
RR
Nevada(9/12/2025)
RR
New Hampshire(9/16/2025)
RR
New Jersey(9/12/2025)
RR
New Mexico(9/12/2025)
RR
New York(9/11/2025)
RR
North Carolina(9/12/2025)
RR
North Dakota(9/18/2025)
RR
Ohio(9/11/2025)
RR
Oklahoma(9/15/2025)
RR
Oregon(9/15/2025)
RR
Pennsylvania(9/12/2025)
RR
Puerto Rico(9/19/2025)
RR
Rhode Island(9/12/2025)
RR
South Carolina(9/18/2025)
RR
South Dakota(9/12/2025)
RR
Tennessee(9/12/2025)
RR
Texas(9/12/2025)
RR
Utah(9/11/2025)
RR
Vermont(9/12/2025)
RR
Virginia(9/12/2025)
RR
Washington(9/12/2025)
RR
West Virginia(9/22/2025)
RR
Wisconsin(9/11/2025)
RR
Wyoming(9/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/24/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HP
HINES PRIVATE WEALTH SOLUTIONS LLC
HINES PRIVATE WEALTH SOLUTIONS LLC | HINES SECURITIES, INC. | HINES REAL ESTATE SECURITIES, INC. | HINES REAL ESTATE INVESTMENTS, INC.
CRD#: 128145 / SEC#: , 8-66096
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
845 Texas Avenue Suite 3300, Houston, TX 77002
Mailing Address
845 Texas Avenue Suite 3300, Houston, TX 77002
Phone number
(888) 446-3773
Established
Delaware since 03/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HINES RETAIL SECURITIES LLC | OWNER | |
| CARUSO, JOHN ARMOND | MANAGING DIRECTOR, MANAGER | 5524146 |
| FERRARO, PAUL JAMES | SENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO | 2479671 |
| FOGG, RICHARD MATTHEW JR | MANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER | 2669807 |
| HILL, LERONICA CARRIETTA | CHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY | 4936282 |
| HUSSEIN, SHAUN R | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5193143 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
