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Scott William Painter

LINDUS ADVISORS
DALLAS, TX
·CRD# 5576513·18 years experience

Professional Summary

Scott William Painter is a registered financial advisor currently at LINDUS ADVISORS, INC. located in Dallas, Texas. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 2 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

LINDUS ADVISORS, INC.·CRD# 114782
RIA
12900 Preston Road Suite 602, Dallas, TX 75230-1329
October 31, 2012 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Dallas, TX
January 31, 2011 - September 6, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Dallas, TX
October 5, 2010 - September 6, 2012
LINDUS ADVISORS, INC.·CRD# 114782
RIA
Dallas, TX
September 1, 2008 - April 7, 2009

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Current Firm

LA
LINDUS ADVISORS, INC.

LINDUS ADVISORS, INC.

CRD#: 114782
Louisiana
Registered Investment Advisory firm - Louisiana (1/10/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (1/3/2001 Approved)

Contact Information

Main Address

12900 Preston Road Suite 602, Dallas, TX 75230-1329

Phone Number

(972) 387-8474

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

72

AUM (Assets Under Management)

$13,652,138

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Click N' Close Mortgage, Non-Investment Related Business, Addison, Texas 75001, Mortgage Loan Company. Mr. Painter holds the position of Mortgage Loan Originator. Mr. Painter will spend the majority of his professional time working with Click N' Close. Susser Bank Mortgage, Non-Investment Related Business, Arlington, Texas 776015, Mortgage Loan Company. Mr. Painter held the position of Loan Officer. All Western Mortgage Corporation, Non-Investment Related San Antonio, Texas , Mortgage Loan Company. Mr. Painter held the position of Loan Officer. First Guaranty Mortgage Corporation, Non-Investment Related Business, Plano, Texas 75024, Mortgage Loan Company. Mr. Painter held the position of Loan Officer. Mortgage300, Non-Investment Related Business, Southlake, Texas 76092, Mortgage Loan Company. Mr. Painter held the position of Loan Officer. Senior Care Authority, Non-Investment Related Business, Carrollton, Texas 75230, Senior Housing Referral Business, Senior Housing Advocate. Mr. Painter spent minimal time working with Senior Care Authority. This is a non-investment related business. In this position, Mr. Painter provides referrals to senior living communities to seniors and their families. This is not an investment-related activity. Self Employed as Soccer Referee: Mr. Painter serves as a contract Soccer Referee for the CARROLLTON FARMERS BRANCH SOCCER ASSOCIATION and other local soccer organizations. He began this activity in August 2008. His activity as a Soccer Referee is typically during evening and weekend hours when the investment markets are closed. This activity occurs around the city at various soccer fields. The amount of time Mr. Painter devotes to this activity approximately 15/hr. per week during soccer season and zero hours outside of soccer season. Licensed Insurance Agent- Financial Services/ Investment related business. Scott W. Painter is a licensed insurance agent and in such capacity may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. . Ancillary activity typically 15 hours or less per month. Jasper Consulting - Non-Investment Related Business, Carrollton, Texas 75230. Mr. Painter is the owner of Jasper Consulting, a non-CPA bookkeeping service. Mr. Painter provides executive level supervision of a CPA manager who runs the day-to-day operations of the business. Mr. Painter does not perform bookkeeping services or provide accounting services or advice. This is a non-investment related business to which Mr. Painter devotes minimal time each month.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(10/31/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2008About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Nov 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2011About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Scott William Painter's CRS (Customer Relationship Summary).

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