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SP

Scott W. Painter

LINDUS ADVISORS
Dallas, TX 75230-1329
Some features on this profile are disabled
CRD#: 5576513
SP

Professional summary

Scott William Painter is a registered financial advisor currently at LINDUS ADVISORS, INC. located in Dallas, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 2 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott William Painter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2012 - Present

LINDUS ADVISORS, INC.

Office #1: 12900 Preston Road Suite 602, Dallas, TX 75230-1329
RIA
CRD#: 114782
Dallas, TX
Past

January 31, 2011 - September 6, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DALLAS, TX
Past

October 5, 2010 - September 6, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
DALLAS, TX
Past

September 1, 2008 - April 7, 2009

LINDUS ADVISORS, INC.

RIA
CRD#: 114782
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/31/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 2/19/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/29/2008
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/3/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/27/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LA
LINDUS ADVISORS, INC.
LINDUS ADVISORS, INC.

CRD#: 114782 / SEC#:

Louisiana
Registered Investment Advisory firm - (1/10/2014 Approved)
Texas
Registered Investment Advisory firm - (1/3/2001 Approved)
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Contact information

Main Address
12900 Preston Road Suite 602, Dallas, TX 75230-1329
Mailing Address
Phone number
(972) 387-8474
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts66
AUM (Assets Under Management)$ 10,692,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINDUS ADVISORS, INC.

CRD#: 114782Dallas, TX 75230-1329

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