SP
Scott W. Painter
LINDUS ADVISORS
Dallas, TX 75230-1329
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CRD#: 5576513
SP
Professional summary
Scott William Painter is a registered financial advisor currently at LINDUS ADVISORS, INC. located in Dallas, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 2 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Click N' Close Mortgage, Non-Investment Related Business, Addison, Texas 75001, Mortgage Loan Company. Mr. Painter holds the position of Mortgage Loan Originator. Mr. Painter will spend the majority of his professional time working with Click N' Close. Susser Bank Mortgage, Non-Investment Related Business, Arlington, Texas 776015, Mortgage Loan Company. Mr. Painter held the position of Loan Officer. All Western Mortgage Corporation, Non-Investment Related San Antonio, Texas , Mortgage Loan Company. Mr. Painter held the position of Loan Officer. First Guaranty Mortgage Corporation, Non-Investment Related Business, Plano, Texas 75024, Mortgage Loan Company. Mr. Painter held the position of Loan Officer. Mortgage300, Non-Investment Related Business, Southlake, Texas 76092, Mortgage Loan Company. Mr. Painter held the position of Loan Officer. Senior Care Authority, Non-Investment Related Business, Carrollton, Texas 75230, Senior Housing Referral Business, Senior Housing Advocate. Mr. Painter spent minimal time working with Senior Care Authority. This is a non-investment related business. In this position, Mr. Painter provides referrals to senior living communities to seniors and their families. This is not an investment-related activity. Self Employed as Soccer Referee: Mr. Painter serves as a contract Soccer Referee for the CARROLLTON FARMERS BRANCH SOCCER ASSOCIATION and other local soccer organizations. He began this activity in August 2008. His activity as a Soccer Referee is typically during evening and weekend hours when the investment markets are closed. This activity occurs around the city at various soccer fields. The amount of time Mr. Painter devotes to this activity approximately 15/hr. per week during soccer season and zero hours outside of soccer season. Licensed Insurance Agent- Financial Services/ Investment related business. Scott W. Painter is a licensed insurance agent and in such capacity may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. . Ancillary activity typically 15 hours or less per month. Jasper Consulting - Non-Investment Related Business, Carrollton, Texas 75230. Mr. Painter is the owner of Jasper Consulting, a non-CPA bookkeeping service. Mr. Painter provides executive level supervision of a CPA manager who runs the day-to-day operations of the business. Mr. Painter does not perform bookkeeping services or provide accounting services or advice. This is a non-investment related business to which Mr. Painter devotes minimal time each month.
CRS (Client Relationship Summary) - RIA
Click below to view Scott William Painter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2012 - Present
LINDUS ADVISORS, INC.
Office #1: 12900 Preston Road Suite 602, Dallas, TX 75230-1329RIA
CRD#: 114782
Dallas, TX
Past
January 31, 2011 - September 6, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
DALLAS, TX
Past
October 5, 2010 - September 6, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
DALLAS, TX
Past
September 1, 2008 - April 7, 2009
LINDUS ADVISORS, INC.
RIA
CRD#: 114782
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/31/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LINDUS ADVISORS, INC.
LINDUS ADVISORS, INC.
CRD#: 114782 / SEC#:
Louisiana
Registered Investment Advisory firm - (1/10/2014 Approved)Texas
Registered Investment Advisory firm - (1/3/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12900 Preston Road Suite 602, Dallas, TX 75230-1329
Mailing Address
Phone number
(972) 387-8474
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 10,692,272 |
Red Flags
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Company Information
LINDUS ADVISORS, INC.
CRD#: 114782Dallas, TX 75230-1329TRUST BUT VERIFY
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