Matthew J. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew James Mccarthy was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2019 - April 24, 2023
MARKET SECURITIES, LLC
January 2, 2015 - August 5, 2019
SG AMERICAS SECURITIES, LLC
October 2, 2008 - January 2, 2015
NEWEDGE USA, LLC
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 12/3/2019
Limited Representative-Private Securities OfferingsCurrent Firm
MARKET SECURITIES, LLC
CRD#: 283701 / SEC#: , 8-69765
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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