Jennifer O. Trottman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Olive Trottman, who also goes by Jennifer Lynn Olive, Jennifer O Trottman, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2008. Jennifer had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2015 - August 24, 2017
COMMERCE ADVISORS, LLC
May 30, 2014 - September 21, 2015
PURSHE KAPLAN STERLING INVESTMENTS
December 5, 2008 - July 13, 2012
ENERECAP PARTNERS, LLC
Primary Firm SEC Registration
COMMERCE ADVISORS, LLC
CRD#: 151439 / SEC#: 801-70577
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMERCE ADVISORS, LLC
CRD#: 151439 / SEC#: 801-70577
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 236,562,702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
