JH
Jeremy R. Hannah
LPL ENTERPRISE
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 5575376
JH
Professional summary
Jeremy Ray Hannah, who also goes by Jeremy Hannah, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Franklin, Tennessee.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jeremy has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy Hannah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HANNAH MOTORSPORTS POSITION: My adult, dependent son (18) races cars. He has sponsorships which pay him cash and or credit for car parts if he wins races. Those payments ultimately go back to me since I funded the car and racing effort. I own the car, purchase parts, and fund entry fees. NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2023 ADDRESS: 1533 Copperstone Dr., Brentwood TN 37027, United States DESCRIPTION: My adult, dependent son (18) races cars. He has sponsorships which pay him cash and or credit for car parts if he wins races. Those payments ultimately go back to me since I funded the car and racing effort. I own the car, purchase parts, and fund entry fees.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Ray Hannah's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Ray Hannah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 341 Cool Springs Boulevard Suite 130, Franklin, TN 37067RIA
BD
CRD#: 8733
Franklin, TN
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 341 Cool Springs Boulevard Suite 130, Franklin, TN 37067RIA
BD
CRD#: 8733
Franklin, TN
Past
March 27, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Franklin, TN
Past
March 27, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Franklin, TN
Past
December 14, 2018 - April 9, 2024
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BIRMINGHAM, AL
Past
December 11, 2018 - April 9, 2024
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BIRMINGHAM, AL
Past
March 5, 2018 - October 16, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
BRENTWOOD, TN
Past
February 26, 2018 - October 16, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
BRENTWOOD, TN
Past
February 26, 2018 - October 16, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
BRENTWOOD, TN
Past
January 24, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
May 26, 2015 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
BRENTWOOD, TN
Past
November 19, 2012 - June 9, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NASHVILLE, TN
Past
November 16, 2012 - June 9, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NASHVILLE, TN
Past
October 8, 2008 - January 18, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
NASHVILLE, TN
Past
August 21, 2008 - January 18, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(11/14/2024)
RR
Tennessee(11/14/2024)
IAR
Tennessee(11/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
