Daniel T. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel T Cook was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 8 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2012 - February 14, 2017
DANIEL T COOK & PARTNERS LLC
November 5, 2010 - February 3, 2012
RIDGEWAY CONGER ADVISORY SERVICES
September 8, 2010 - February 3, 2012
RIDGEWAY & CONGER, INC.
June 3, 2010 - September 7, 2010
NFSG CORPORATION
August 26, 2009 - September 7, 2010
NEWBRIDGE SECURITIES CORPORATION
August 6, 2009 - August 24, 2009
MCGINN, SMITH & CO., INC.
November 24, 2008 - July 28, 2009
JHS CAPITAL ADVISORS, LLC
August 13, 2008 - November 25, 2008
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DANIEL T COOK & PARTNERS LLC
CRD#: 161232 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
