Joseph A. Leone
Professional summary
Joseph Armando Leone, who also goes by Joseph A Leone, is a registered financial professional currently at DUCERA SECURITIES LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2010. Joseph has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Armando Leone's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2025 - Present
DUCERA SECURITIES LLC
Office #1: 11 Times Square, Floor 36, New York, NY 10036Office #2: 11 Times Square, Floor 36, New York, NY 10036June 16, 2021 - June 10, 2025
GOLDMAN SACHS & CO. LLC
October 28, 2015 - June 10, 2021
CREDIT SUISSE SECURITIES (USA) LLC
July 8, 2013 - October 13, 2015
BNP PARIBAS SECURITIES CORP.
March 10, 2010 - August 3, 2011
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2025)
(5/14/2025)
(5/14/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DUCERA SECURITIES LLC
CRD#: 269984 / SEC#: , 8-69643
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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