TD
Ty T. Dickey
ROCKEFELLER FINANCIAL LLC
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 5574950
TD
Professional summary
Ty Teifer Dickey, who also goes by John Teifer Dickey, Ty Dickey, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Atlanta, Georgia and ROCKEFELLER CAPITAL MANAGEMENT located in Atlanta, Georgia.
Ty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ty has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Teifer Dickey | Ty Dickey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since July 2018, Mr.Dickey has served as Manager of Dickey Family Holdings, LLC, a holding company located in Greensboro, Georgia for Mr. Dickey's family's investments. Mr.Dickey's job duties include, but are not limited to signing off on any wires and transfers of funds. Mr. Dickey devotes one hour per month to this business, of which zero take place during securities trading hours Dickey Family Foundation/James Robert Robbins CRUT (family's CRUT) is also something I had to disclose at ML. I do not receive any income from those entities, but I do manage the liquid assets for those 2. I am a beneficiary of the CRUT and have ability to sign for the foundation. Happy to talk thru any of it on a call. I am a manager for Dickey Family Holdings and have the ability to sign for that entity. None of these take my time during business hours, other than basic asset management. Mr. Dickey is also a a licensed insurance agent with RCM Insurance Svces LLC, an affiliate of the firm. On 8.5.19, Ty Dickey informed the Firm that he will be opening an LLC for the sole purpose of holding some of his outside private investments (which have already been approved). This is a single member LLC. Since Jan 1, 2018, Ty Dickey has been Trustee of the "John Teifer Dickey Irrevocable Trust." It is non-compensated, and he owns 100% of the irrevocable trust. The trust itself owns 25% of "Wen Rob Inc." which is holding company of real estate, cash and securities. My Dickey is President of Wen Rob, and his duties include assisting his personal family with family office duties. Web Rob has been in existence since 9.2.19 and is located in Sandersville, GA. It is a "For-profit" organization but Dickey is not compensated for it. He devotes approximately 5 hours per month dealing with Wen Rob. Clients of the firm (Jean R Dickey) are also involved with Wen Rob. RLO Sallies View LLC, Investment related. Greensboro, GA. One third Manager; 01/10/2025; 1 hours a month and 0 hours during trading hours. LLC owns a family second home.
CRS (Client Relationship Summary) - RIA
Click below to view Ty Teifer Dickey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ty Teifer Dickey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2019 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Current
November 5, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 3060 Peachtree Road Nw Suite 110, Atlanta, GA 30305RIA
CRD#: 294197
Atlanta, GA
Current
February 22, 2019 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Past
November 13, 2008 - February 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
November 7, 2008 - February 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
October 1, 2008 - November 12, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/2019)
RR
Arizona(2/22/2019)
RR
Arkansas(2/24/2020)
RR
California(2/22/2019)
RR
Florida(2/22/2019)
RR
Georgia(2/22/2019)
IAR
Georgia(3/1/2019)
RR
Indiana(9/23/2024)
RR
Massachusetts(2/22/2019)
RR
Michigan(8/30/2024)
RR
Mississippi(3/24/2023)
RR
Missouri(6/15/2021)
RR
Nevada(4/22/2020)
RR
New York(2/22/2019)
RR
North Carolina(2/22/2019)
RR
Rhode Island(2/22/2019)
RR
South Carolina(2/22/2019)
RR
Tennessee(2/22/2019)
RR
Texas(2/22/2019)
IAR
Texas(2/22/2019)
RR
Virginia(2/22/2019)
RR
Wisconsin(2/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
