Conrad W. Metz

STRUCTURED FINANCE LLC

TUSTIN, CA 92782

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CRD#: 5574920

Professional summary

Conrad William Metz, who also goes by Conrad Metz, Conrad William Metz, is a registered financial advisor currently at STRUCTURED FINANCE LLC located in Tustin, California and FINALIS SECURITIES LLC located in New York, New York.

Conrad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Conrad has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Conrad Metz | Conrad William Metz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Business Name: Metz Capital LLC Investment-Related: No Address: 20 Transport, Tustin, CA 92782 Nature of Business: Holding company Position/Title: Manager Start Date: 01/23/2023 Hours per Month: 0 Hours during Securities Trading Hours: 0 Duties: No active work is being done through this LLC at the time 2. KCC Capital Corp Investment-Related: Yes Address: 20 Transport, Tustin, CA 92782 Nature of Business: Investment banking Position/Title: Managing Partner Start Date: [Insert actual start date, e.g., 01/10/2024] Hours per Month: 60 Hours during Securities Trading Hours: 40 Duties: Capital raising and M&A advisory through Finalis Securities 3. Business Name: Structured Finance LLC Investment-Related: Yes Address: 20 Transport, Tustin, CA 92782 Nature of Business: Strategic advisory and marketing for early-stage companies, RIA Position/Title: Manager Start Date: 04/01/2025 Hours per Month: 8 Hours during Securities Trading Hours: 4 Duties: We are partnering with some people in the sports industry to start a sports fund. My duties would be management of operations. Melissa Barall, of our KCC team, has her CFA and would be the registered investment advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad William Metz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

STRUCTURED FINANCE LLC

Office #1: 20 Transport, Tustin, CA 92782

RIA

CRD#: 336805

TUSTIN, CA

Current

January 17, 2023 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

October 11, 2019 - January 25, 2021

EDWARD JONES

RIA

CRD#: 250

FOOTHILL RANCH, CA

Past

October 11, 2019 - January 25, 2021

EDWARD JONES

CRD#: 250

FOOTHILL RANCH, CA

Past

September 14, 2018 - October 8, 2019

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Irvine, CA

Past

September 14, 2018 - August 23, 2019

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Irvine, CA

Past

April 24, 2018 - September 11, 2018

EQUITY SERVICES, INC.

RIA

CRD#: 265

NEWPORT BEACH, CA

Past

March 9, 2018 - September 11, 2018

EQUITY SERVICES, INC.

CRD#: 265

NEWPORT BEACH, CA

Past

March 3, 2009 - June 12, 2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEWPORT BEACH, CA

Past

August 6, 2008 - October 22, 2008

OSAIC SERVICES, INC.

CRD#: 133763

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/17/2023)

IAR

California
(8/27/2025)

Connecticut
(3/22/2024)

Delaware
(5/16/2023)

District of Columbia
(3/26/2025)

Florida
(3/1/2023)

Georgia
(8/20/2025)

Utah
(3/6/2023)

Wyoming
(3/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/9/2018

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STRUCTURED FINANCE LLC

CRD#: 336805 / SEC#:

California

Registered Investment Advisory firm - (8/27/2025 Approved)

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Contact information

Main Address

20 Transport, Tustin, CA 92782

Mailing Address

Phone number

(949) 572-9563

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Conrad W. Metz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad William Metz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINALIS SECURITIES LLC

EDWARD JONES

EDWARD JONES

BLACKRIDGE ASSET MANAGEMENT, LLC

PEAK BROKERAGE SERVICES, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

OSAIC SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2025

Series 63

Date: 3/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2018

Series 6

Date: 3/9/2018

FINRA

Current Firm

STRUCTURED FINANCE LLC

Contact information

Documents

Red Flags

Company Information

STRUCTURED FINANCE LLC

TRUST BUT VERIFY

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