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Conrad Metz

STRUCTURED FINANCE
TUSTIN, CA
·CRD# 5574920·9 years experience

Professional Summary

Conrad Metz, who also goes by Conrad Metz, Conrad William Metz, is a registered financial advisor currently at STRUCTURED FINANCE LLC located in Tustin, California. Conrad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Conrad has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Conrad Metz, Conrad William Metz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

STRUCTURED FINANCE LLC·CRD# 336805
RIA
Tustin, CA
August 27, 2025 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
January 17, 2023 - March 25, 2026
EDWARD JONES·CRD# 250
RIA
Foothill Ranch, CA
October 11, 2019 - January 25, 2021
EDWARD JONES·CRD# 250
BD
Foothill Ranch, CA
October 11, 2019 - January 25, 2021
BLACKRIDGE ASSET MANAGEMENT, LLC·CRD# 277085
RIA
Irvine, CA
September 14, 2018 - October 8, 2019
PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
Irvine, CA
September 14, 2018 - August 23, 2019
EQUITY SERVICES, INC.·CRD# 265
RIA
Newport Beach, CA
April 24, 2018 - September 11, 2018
EQUITY SERVICES, INC.·CRD# 265
BD
Newport Beach, CA
March 9, 2018 - September 11, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Newport Beach, CA
March 3, 2009 - June 12, 2009
OSAIC SERVICES, INC.·CRD# 133763
BD
Irvine, CA
August 6, 2008 - October 22, 2008

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Current Firm

SF
STRUCTURED FINANCE LLC

STRUCTURED FINANCE LLC

CRD#: 336805
California
Registered Investment Advisory firm - California (8/27/2025 Approved)

Contact Information

Main Address

Tustin, CA

Mailing Address

20 Transport, Tustin, CA 92782

Phone Number

(949) 572-9563

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Business Name: Metz Capital LLC Investment-Related: No Address: 20 Transport, Tustin, CA 92782 Nature of Business: Holding company Position/Title: Manager Start Date: 01/23/2023 Hours per Month: 0 Hours during Securities Trading Hours: 0 Duties: No active work is being done through this LLC at the time 2. KCC Capital Corp Investment-Related: Yes Address: 20 Transport, Tustin, CA 92782 Nature of Business: Investment banking Position/Title: Managing Partner Start Date: [Insert actual start date, e.g., 01/10/2024] Hours per Month: 60 Hours during Securities Trading Hours: 40 Duties: Capital raising and M&A advisory through Finalis Securities 3. Business Name: Structured Finance LLC Investment-Related: Yes Address: 20 Transport, Tustin, CA 92782 Nature of Business: Strategic advisory and marketing for early-stage companies, RIA Position/Title: Manager Start Date: 04/01/2025 Hours per Month: 8 Hours during Securities Trading Hours: 4 Duties: We are partnering with some people in the sports industry to start a sports fund. My duties would be management of operations. Melissa Barall, of our KCC team, has her CFA and would be the registered investment advisor. 4. DONNA Corp; non investment related; 20 Transport, Tustin, California, 92782; Data and AI as a Service provider; Chief Executive Officer; 12/02/2025; 80 ; 3; Business strategy, product development, and strategic relationships.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2018About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2018About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Conrad Metz's CRS (Customer Relationship Summary).

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