Albert S. Hancock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Sidney Hancock III, who also goes by Albert Sidney Hancock III, Albert Sidney Hancock, Albert Hancock, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2013. Albert had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2018 - August 14, 2019
VOYA FINANCIAL PARTNERS, LLC
May 23, 2017 - October 18, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2017 - October 18, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2015 - March 21, 2017
FIDELITY BROKERAGE SERVICES LLC
July 29, 2013 - July 23, 2015
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
