Kevin R. Flynn
Professional summary
Kevin Ryan Flynn is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2011. Kevin has worked at 4 firms and has passed the Series 66, Series 82TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Ryan Flynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 4, 2021 - June 12, 2023
WEILD & CO.
April 28, 2017 - March 4, 2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 30, 2011 - April 12, 2017
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2025)
(2/4/2025)
(9/1/2023)
(5/26/2023)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 4/30/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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