Scott D. Noel

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CRD#: 5574109

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott David Noel, CFP® was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2008. Scott had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE MONUMENT CIRCLE GROUP, LLC, INVT RELATED, INDIANAPOLIS, IN, 1% OWNERSHIP, START DATE 8/19/2019, 200 HRS PER MONTH, 130 HRS DURING TRADING, INVESTMENT REPRESENTATIVE OF THE FEE-ONLY RIA.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

September 28, 2019 - August 14, 2023

WEALTH ADVISORY SOLUTIONS, LLC

RIA

CRD#: 288903

Zionsvile, IN

Past

April 16, 2009 - November 18, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

INDIANAPOLIS, IN

Past

April 16, 2009 - November 18, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

INDIANAPOLIS, IN

Past

November 17, 2008 - April 27, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

INDIANAPOLIS, IN

Past

October 21, 2008 - April 27, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ADVISORY SOLUTIONS, LLC

CRD#: 288903 / SEC#: 801-110859

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2008

General Securities Representative Examination

Current Firm

WEALTH ADVISORY SOLUTIONS, LLC

CRD#: 288903 / SEC#: 801-110859

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

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Contact information

Main Address

1630 W Oak St Suite 201, Zionsville, IN 46077

Mailing Address

Phone number

(317) 559-0688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE MONUMENT CIRCLE GROUP ADV 2A (3/11/2025)

CEDAR WEALTH PARTNERS ADV 2A (3/11/2025)

INTELLIGENT DESIGN ADVISORS ADV 2A (3/11/2025)

WEALTH ADVISORY SOLUTIONS ADV 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,723
AUM (Assets Under Management)	$ 560,401,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott D. Noel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTH ADVISORY SOLUTIONS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

WEALTH ADVISORY SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2008

Current Firm

WEALTH ADVISORY SOLUTIONS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH ADVISORY SOLUTIONS, LLC

TRUST BUT VERIFY

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