AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CF

Christopher Edwin Foster

PROCYON
SHELTON, CT
·CRD# 5574029·18 years experience

Professional Summary

Christopher Edwin Foster, who also goes by Christopher E. Foster, is a registered financial advisor currently at PROCYON located in Shelton, Connecticut and PURSHE KAPLAN STERLING INVESTMENTS located in Shelton, Connecticut. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher E. Foster

Blog Corner

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

Years of Experience

18 years in the financial services industry

Current & Past Employments

PROCYON·CRD# 288239
RIA
1 Corporate Drive Suite 225, Shelton, CT 06484
June 2, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
1 Corporate Drive Suite 225, Shelton, CT 06484
May 30, 2019 - Present
PROCYON INSTITUTIONAL PARTNERS, LLC·CRD# 288244
RIA
Shelton, CT
November 16, 2017 - December 31, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Stamford, CT
June 1, 2009 - June 28, 2017
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Stamford, CT
June 1, 2009 - June 28, 2017
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Stamford, CT
October 13, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Stamford, CT
September 8, 2008 - May 13, 2009

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

Current Firm

PR
PROCYON

PROCYON | PROCYON TRUST | PROCYON PRIVATE WEALTH PARTNERS, LLC | PROCYON PRIVATE WEALTH PARTNERS LLC | PROCYON PARTNERS | PROCYON ADVISORS, LLC

CRD#: 288239 / SEC#: 801-110493
RIA
Registered Investment Advisory firm - SEC (5/26/2017 Approved)

Contact Information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Phone Number

(475) 232-2704

# of Employees

76

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (9/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,716

AUM (Assets Under Management)

$9,204,268,020

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Procyon Benefits. Not Investment Related. One Corporate Drive, Shelton CT 06484. Collect referral fees. Part Owner. Start 01/2019. 5 hours per month not during trading. Established to collect referral fees. 2. Insurance Producer. Investment Related. One Corporate Drive, Shelton CT 06484. Insurance. Producer. Start 11/2008. 0 hours per month. Maintain active license. 3. Procyon Advisors, LLC dba Procyon, LLC. Investment Related. At Registered Location. RIA. Financial Advisor. Start Date: 06/02/2017. 160 hrs/ month; 8hrs/ month during trading hours. Provide investment advice to clients 4. Procyon Risk, LLC. Not investment related. Office of Employment Address. Insurance Agency. Managing Director. 1/1/2023. 5 hrs/mo. 0 hrs during trading. I am an owner and partner in the business. I will be overseeing other insurance producers who work for Prcyon Risk and will assist in directing their engagement with clients. I will also have responsibility for managing the enterprise as Principal of the Firm. 5. Procyon Tax, LLC 2. Not investment related. Office of Employment address. Referral Business for Tax Services. Owner, managing director. 1/1/2023. 5 hrs/mo. 0 hrs during trading. I am an owner and partner in the business. As a principal of the firm I will be responsible for managing the businesses finances and vendor relationships. This is a referral entity setup to refer clients to our CPA partners who provide tax advice to clients.

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
PROCYON

PROCYON | PROCYON TRUST | PROCYON PRIVATE WEALTH PARTNERS, LLC | PROCYON PRIVATE WEALTH PARTNERS LLC | PROCYON PARTNERS | PROCYON ADVISORS, LLC

CRD#: 288239 / SEC#: 801-110493
RIA
Registered Investment Advisory firm - SEC (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/12/2026)
RR
Arizona
(11/17/2021)
RR
Arkansas
(1/11/2024)
RR
California
(12/11/2020)
IAR
Connecticut
(6/2/2017)
RR
Connecticut
(5/30/2019)
RR
Florida
(10/18/2021)
RR
Illinois
(1/11/2024)
RR
Kansas
(1/30/2024)
RR
Maine
(11/30/2023)
RR
Maryland
(12/1/2022)
RR
Massachusetts
(1/14/2023)
RR
Michigan
(11/28/2023)
RR
New Jersey
(11/1/2022)
RR
New York
(11/17/2021)
RR
North Carolina
(3/15/2023)
RR
Ohio
(4/28/2026)
RR
South Carolina
(11/30/2023)
RR
Texas
(4/1/2026)
RR
Utah
(11/17/2021)
RR
Virginia
(4/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2008About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edwin Foster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Samuel Elias Kaplowitz
Samuel Elias Kaplowitz

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#
DH
Donald Anthony Henry

WELLS FARGO CLEARING SERVICES, LLC

DANBURY, CT · CRD#
CF
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required