Reginald A. Binford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reginald Anthony Binford JR, who also goes by Reggie Binford, Reginald Binford Jr., was a registered financial professional .
Reginald is a previously registered financial professional and started their career in finance in 2008. Reginald had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2014 - December 31, 2024
WOMBAT CAPITAL MARKETS LLC
August 21, 2013 - May 23, 2014
INDEPENDENT INVESTMENT BANKERS, CORP.
September 3, 2008 - October 12, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WOMBAT CAPITAL MARKETS LLC
CRD#: 162699 / SEC#: , 8-69059
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOMBAT WORLDWIDE GROUP | SOLE MEMBER | |
| EFREM, KATHY KHATINA | FINOP | 3248100 |
| MONDOLONI, JEAN-JACQUES | PRESIDENT, CEO &, CCO |
Red Flags
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