PT
Phineas W. Troy
ASSET CONSULTING GROUP
Clayton, MO 63105
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CRD#: 5573650
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Professional summary
Phineas William Troy, CFA, who also goes by Phinney William Troy, is a registered financial advisor currently at ASSET CONSULTING GROUP, LLC located in Clayton, Missouri.
Phineas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Phineas has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phinney William Troy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mercer Investments LLC; St. Louis, MO; Investment Related; Started 4/10/2012; Consultant to Institutional Client Portfolios; Investment Consultant; Advise on plan structure and implementation; 160 hour per month with 160 hours during securities trading hours.
2) Cheese and Honey STL LLC; St. Louis, Mo; Not investment related; Wife own business; Started 1/1/2020; No Position Held; My wife owns a business selling meat and cheese boards to people in the area. I occasionally help her run errands or enter records into a spreadsheet; 2 hours per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Phineas William Troy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 28, 2021 - Present
ASSET CONSULTING GROUP, LLC
Office #1: 231 South Bemiston Avenue 14th Floor, Clayton, MO 63105RIA
CRD#: 107574
Clayton, MO
Past
July 24, 2020 - December 3, 2020
MGI FUNDS DISTRIBUTORS, LLC
BD
CRD#: 35682
St.Louis, MO
Past
September 23, 2008 - April 11, 2012
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHICAGO, IL
Past
September 5, 2008 - April 11, 2012
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASSET CONSULTING GROUP, LLC
ASSET CONSULTING GROUP INC | GUGGENHEIM PARTNERS | ASSET CONSULTING GROUP, LLC | ASSET CONSULTING GROUP, INC.
CRD#: 107574 / SEC#: 801-39372
RIA
Registered Investment Advisory firm - (6/20/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/28/2021)
IAR
Missouri(6/28/2021)
IAR
Oklahoma(6/28/2021)
IAR
Texas(6/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ASSET CONSULTING GROUP, LLC
ASSET CONSULTING GROUP INC | GUGGENHEIM PARTNERS | ASSET CONSULTING GROUP, LLC | ASSET CONSULTING GROUP, INC.
CRD#: 107574 / SEC#: 801-39372
RIA
Registered Investment Advisory firm - (6/20/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
231 South Bemiston Avenue 14th Floor, Clayton, MO 63105
Mailing Address
Phone number
(314) 862-4848
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 781,677,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/11/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASSET CONSULTING GROUP, LLC
CRD#: 107574Clayton, MO 63105TRUST BUT VERIFY
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