Craig E. Lathram

LATHRAM FINANCIAL GROUP

Avon, CO

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CRD#: 5573621

Professional summary

Craig Edwin Lathram MR., who also goes by Craig Edwin Lathram, is a registered financial advisor currently at LATHRAM FINANCIAL GROUP, LLC located in Avon, Colorado.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Craig has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Edwin Lathram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VAIL ASSOCIATES,NO,390 INTERLOCKEN CRESCENT, BROOMFIELD, CO 80021,SKI RESORT,SKI INSTRUCTOR,12/01/2008,4,4,PART-TIME SKI INSTRUCTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Edwin Lathram MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2014 - Present

LATHRAM FINANCIAL GROUP, LLC

RIA

CRD#: 172358

Avon, CO

Past

January 15, 2009 - October 16, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

DENVER, CO

Past

November 26, 2008 - October 16, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/16/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2008

General Securities Representative Examination

Current Firm

LATHRAM FINANCIAL GROUP, LLC

CRD#: 172358 / SEC#: 801-80420

RIA

Registered Investment Advisory firm - (8/5/2015 Terminated)

Colorado

Registered Investment Advisory firm - (4/7/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Avon, CO

Mailing Address

Po Box 4090, Avon, CO 81620

Phone number

(303) 694-4800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 78,047,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig E. Lathram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Edwin Lathram MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LATHRAM FINANCIAL GROUP, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2008

SIE

Date: 10/16/2014

Series 7

Date: 11/25/2008

Current Firm

LATHRAM FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LATHRAM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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