Adam C. Barclay
STRATEGIC ADVISERS LLC | Financial Consultant
BRADENTON, FL
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CRD#: 5573462
Professional summary
Adam Christopher Barclay is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bradenton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Sarasota, Florida.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Adam has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I am very passionate about financial planning and building long lasting relationships with every family. My role is to listen, understand, and make appropiate recommendations that fit each clients needs. We will continue to meet and update your financial plan throughout the years to work towards your goals in retirement.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Christopher Barclay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of South Florida
Bachelor of Science (BS) - Finance
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 201 N Cattlemen Rd, Sarasota, FL 34243RIA
CRD#: 104555
BRADENTON, FL
Current
March 15, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 201 N Cattlemen Rd, Sarasota, FL 34243BD
CRD#: 7784
Sarasota, FL
Past
March 17, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SARASOTA, FL
Past
February 28, 2018 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
TAMPA, FL
Past
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
SPRING HILL, FL
Past
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
TAMPA, FL
Past
July 6, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
Spring Hill, FL
Past
March 6, 2017 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
SPRING HILL, FL
Past
April 15, 2016 - February 20, 2017
M BARC INVESTMENT GROUP, INC.
BD
CRD#: 41082
MIDDLETON, WI
Past
November 23, 2009 - December 18, 2009
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/7/2025)
RR
Arizona(11/25/2024)
RR
Connecticut(3/2/2024)
RR
Delaware(1/4/2025)
RR
Florida(3/15/2021)
IAR
Florida(3/31/2025)
RR
Georgia(12/23/2024)
RR
Illinois(3/2/2024)
RR
Maryland(3/15/2021)
RR
Massachusetts(3/2/2024)
RR
Michigan(11/29/2023)
RR
Missouri(5/3/2024)
RR
New Jersey(3/2/2024)
RR
New Mexico(10/24/2025)
RR
New York(3/2/2024)
RR
Ohio(3/11/2025)
RR
Pennsylvania(3/15/2021)
RR
Texas(3/25/2023)
IAR
Texas(3/31/2025)
RR
Utah(9/8/2025)
RR
Vermont(5/2/2025)
RR
Virginia(1/4/2025)
RR
Washington(5/3/2024)
RR
West Virginia(5/8/2025)
RR
Wyoming(1/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Bradenton, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
