CG
Christopher R. Grant
WASATCH ADVISORS LP
Salt Lake City, UT 84108
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CRD#: 5573422
CG
Professional summary
Christopher R Grant, CIMA® is a registered financial advisor currently at WASATCH ADVISORS LP located in Salt Lake City, Utah and ALPS DISTRIBUTORS, INC. located in Salt Lake City, Utah.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6, Series 3 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WASATCH ADVISORS LP, INVESTMENT RELATED, 505 WAKARA WAY 3RD FL SALT LAKE CITY UT 84109, INVESTMENT ADVISOR, REGIONAL VP, 08/2017, 160 HRS/MON, 130 HRS/MON TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher R Grant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 5, 2018 - Present
WASATCH ADVISORS LP
Office #1: 505 Wakara Way 3rd Floor, Salt Lake City, UT 84108RIA
CRD#: 106081
Salt Lake City, UT
Current
October 13, 2017 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 505 Wakara Way 3rd Floor, Salt Lake City, UT 84108BD
CRD#: 16853
Salt Lake City, UT
Past
November 9, 2015 - September 11, 2017
CAIS CAPITAL LLC
BD
CRD#: 154512
Beverly Hills, CA
Past
January 27, 2015 - November 19, 2015
LOCORR DISTRIBUTORS, LLC
BD
CRD#: 41782
EXCELSIOR, MN
Past
April 6, 2009 - September 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SALT LAKE CITY, UT
Past
April 6, 2009 - September 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SALT LAKE CITY, UT
Past
October 30, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
COSTA MESA, CA
Past
October 2, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
COSTA MESA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WASATCH ADVISORS LP
CROSS CREEK CAPITAL | WASATCH GLOBAL INVESTORS | WASATCH CROSS CREEK CAPITAL | WASATCH ADVISORS LP | WASATCH ADVISORS INC | CROSS CREEK CAPITAL, GP, L.P. ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS II GP, LLC ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS
CRD#: 106081 / SEC#: 801-11095
RIA
Registered Investment Advisory firm - (10/23/1975 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/13/2017)
RR
Alaska(10/13/2017)
RR
Arizona(10/13/2017)
RR
Arkansas(10/13/2017)
RR
California(10/13/2017)
RR
Colorado(10/13/2017)
RR
Connecticut(10/13/2017)
RR
Delaware(10/13/2017)
RR
District of Columbia(10/13/2017)
RR
Florida(10/13/2017)
RR
Georgia(10/13/2017)
RR
Hawaii(10/13/2017)
RR
Idaho(10/13/2017)
RR
Illinois(10/13/2017)
RR
Indiana(10/13/2017)
RR
Iowa(10/13/2017)
RR
Kansas(10/13/2017)
RR
Kentucky(10/13/2017)
RR
Louisiana(10/13/2017)
RR
Maine(10/13/2017)
RR
Maryland(10/13/2017)
RR
Massachusetts(10/13/2017)
RR
Michigan(10/13/2017)
RR
Minnesota(10/13/2017)
RR
Mississippi(10/13/2017)
RR
Missouri(10/13/2017)
RR
Montana(10/13/2017)
RR
Nebraska(10/13/2017)
RR
Nevada(10/13/2017)
RR
New Hampshire(10/13/2017)
RR
New Jersey(10/13/2017)
RR
New Mexico(10/13/2017)
RR
New York(10/13/2017)
RR
North Carolina(10/13/2017)
RR
North Dakota(10/13/2017)
RR
Ohio(10/13/2017)
RR
Oklahoma(10/13/2017)
RR
Oregon(10/13/2017)
RR
Pennsylvania(10/13/2017)
RR
Puerto Rico(10/13/2017)
RR
Rhode Island(10/13/2017)
RR
South Carolina(10/13/2017)
RR
South Dakota(10/13/2017)
RR
Tennessee(10/13/2017)
RR
Texas(10/13/2017)
RR
Utah(10/13/2017)
IAR
Utah(3/5/2018)
RR
Vermont(10/13/2017)
RR
Virgin Islands(10/13/2017)
RR
Virginia(10/13/2017)
RR
Washington(10/13/2017)
RR
West Virginia(10/13/2017)
RR
Wisconsin(10/13/2017)
RR
Wyoming(10/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WASATCH ADVISORS LP
CROSS CREEK CAPITAL | WASATCH GLOBAL INVESTORS | WASATCH CROSS CREEK CAPITAL | WASATCH ADVISORS LP | WASATCH ADVISORS INC | CROSS CREEK CAPITAL, GP, L.P. ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS II GP, LLC ("RELYING ADVISER") | CROSS CREEK CAPITAL PARTNERS
CRD#: 106081 / SEC#: 801-11095
RIA
Registered Investment Advisory firm - (10/23/1975 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 Wakara Way 3rd Floor, Salt Lake City, UT 84108
Mailing Address
Phone number
(801) 533-0777
Established
Firm type
Fiscal year end
# of Employees
96
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 27,916,763,225 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WASATCH ADVISORS LP
CRD#: 106081Salt Lake City, UT 84108TRUST BUT VERIFY
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