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CG

Christopher R. Grant

FORESIDE FUND SERVICES
Charlotte, NC
Some features on this profile are disabled
CRD#: 5573422
CG

Professional summary

Christopher R Grant, CIMA®, who also goes by Christopher Randall Grant, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Charlotte, North Carolina.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Randall Grant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher R Grant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

April 22, 2026 - Present

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Charlotte, NC
Past

March 5, 2018 - February 19, 2026

WASATCH ADVISORS LP

RIA
CRD#: 106081
Salt Lake City, UT
Past

October 13, 2017 - February 18, 2026

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
SALT LAKE CITY, UT
Past

November 9, 2015 - September 11, 2017

CAIS CAPITAL LLC

BD
CRD#: 154512
Beverly Hills, CA
Past

January 27, 2015 - November 19, 2015

LOCORR DISTRIBUTORS, LLC

BD
CRD#: 41782
EXCELSIOR, MN
Past

April 6, 2009 - September 15, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SALT LAKE CITY, UT
Past

April 6, 2009 - September 15, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SALT LAKE CITY, UT
Past

October 30, 2008 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
COSTA MESA, CA
Past

October 2, 2008 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/22/2026)
RR
Alaska
(4/22/2026)
RR
Arizona
(4/22/2026)
RR
Arkansas
(4/22/2026)
RR
California
(4/22/2026)
RR
Colorado
(4/22/2026)
RR
Connecticut
(4/22/2026)
RR
Delaware
(4/22/2026)
RR
District of Columbia
(4/22/2026)
RR
Florida
(4/22/2026)
RR
Georgia
(4/22/2026)
RR
Hawaii
(4/22/2026)
RR
Idaho
(4/22/2026)
RR
Illinois
(4/22/2026)
RR
Indiana
(4/22/2026)
RR
Iowa
(4/22/2026)
RR
Kansas
(4/22/2026)
RR
Kentucky
(4/22/2026)
RR
Louisiana
(4/22/2026)
RR
Maine
(4/22/2026)
RR
Maryland
(4/22/2026)
RR
Massachusetts
(4/22/2026)
RR
Michigan
(4/22/2026)
RR
Minnesota
(4/22/2026)
RR
Mississippi
(4/22/2026)
RR
Missouri
(4/22/2026)
RR
Montana
(4/22/2026)
RR
Nebraska
(4/22/2026)
RR
Nevada
(4/22/2026)
RR
New Hampshire
(4/22/2026)
RR
New Jersey
(4/22/2026)
RR
New Mexico
(4/22/2026)
RR
New York
(4/22/2026)
RR
North Carolina
(4/22/2026)
RR
North Dakota
(4/22/2026)
RR
Ohio
(4/23/2026)
RR
Oklahoma
(4/22/2026)
RR
Oregon
(4/22/2026)
RR
Pennsylvania
(4/22/2026)
RR
Puerto Rico
(4/22/2026)
RR
Rhode Island
(4/22/2026)
RR
South Carolina
(4/22/2026)
RR
South Dakota
(4/22/2026)
RR
Tennessee
(4/22/2026)
RR
Texas
(4/22/2026)
RR
Utah
(4/22/2026)
RR
Vermont
(4/22/2026)
RR
Virgin Islands
(4/22/2026)
RR
Virginia
(4/22/2026)
RR
Washington
(4/22/2026)
RR
West Virginia
(4/22/2026)
RR
Wisconsin
(4/22/2026)
RR
Wyoming
(4/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/3/2014
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/23/2012
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 30
Date: 3/11/2016
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Charlotte, NC

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